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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTI
1176
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
– –
-800
Closed -$3K
AEC
1177
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
– –
-200
Closed -$5K
DTV
1178
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-218
Closed -$20K
KRFT
1179
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-289
Closed -$24K
QTWW
1180
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$0 ﹤0.01%
4
– –
PHIIK
1181
DELISTED
PHI, Inc. Non-Voting Common Stock
PHIIK
$0 ﹤0.01%
+1
New +$26
PGH
1182
DELISTED
Pengrowth Energy Corporation
PGH
$0 ﹤0.01%
1,000
– –
QIWI
1183
DELISTED
QIWI PLC
QIWI
– –
-81
Closed -$2K
BCR
1184
DELISTED
CR Bard Inc.
BCR
– –
-662
Closed -$113K
GTAA
1185
DELISTED
AdvisorShares Morgan Creek Global Tactical ETF
GTAA
– –
-2,365
Closed -$58K
LNCO
1186
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$0 ﹤0.01%
150
– –
TWC
1187
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-37
Closed -$6K
PWO
1188
DELISTED
POWER SHARES ETF DYNAMIC OTC
PWO
– –
-41
Closed -$3K
SLY
1189
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
– –
-140
Closed -$7K
HAWK
1190
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$0 ﹤0.01%
+18
New +$766
CB
1191
DELISTED
CHUBB CORPORATION
CB
– –
-1,391
Closed -$132K
AZPN
1192
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-1,200
Closed -$54K
44 45 46 47
48

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.