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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVLT
1151
DELISTED
Level 3 Communications Inc
LVLT
$0 ﹤0.01%
4
– –
SHOR
1152
DELISTED
ShoreTel, Inc.
SHOR
$0 ﹤0.01%
50
– –
PWE
1153
DELISTED
Penn West Energy Petroleum Ltd
PWE
$0 ﹤0.01%
220
+100
+83% +$98
INVN
1154
DELISTED
Invensense Inc
INVN
– –
-125
Closed -$1K
BEBE
1155
DELISTED
Bebe Stores Inc
BEBE
$0 ﹤0.01%
35
– –
DRYS
1156
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
WPG
1157
DELISTED
Washington Prime Group Inc.
WPG
$0 ﹤0.01%
7
– –
OIBR
1158
DELISTED
OI S A SPONSORED ADR REPSTG PFD NEW (BRA)
OIBR
$0 ﹤0.01%
31
– –
AFOP
1159
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
– –
-1,701
Closed -$31K
FSYS
1160
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
– –
-125
Closed –
CRC
1161
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
21
– –
LINE
1162
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$0 ﹤0.01%
9
-24
-73% -$107
SSE
1163
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$0 ﹤0.01%
+41
New +$111
MHFI
1164
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
– –
-1,206
Closed -$121K
ACG
1165
DELISTED
AllianceBernstein Income Fund Inc
ACG
– –
-630
Closed -$4K
BTU
1166
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-11
Closed –
LF
1167
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$0 ﹤0.01%
300
– –
ANAD
1168
DELISTED
ANADIGICS INC
ANAD
$0 ﹤0.01%
150
– –
RVLT
1169
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$0 ﹤0.01%
50
– –
REE
1170
DELISTED
RARE ELEMENT RES LTD
REE
$0 ﹤0.01%
100
– –
ALU
1171
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
44
– –
WX
1172
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
– –
-63
Closed -$2K
CYT
1173
DELISTED
CYTEC INDS INC
CYT
– –
-813
Closed -$49K
SIAL
1174
DELISTED
SIGMA - ALDRICH CORP
SIAL
– –
-827
Closed -$115K
IFNA
1175
DELISTED
ISHARES NORTH AMERICA REAL ESTATE ETF
IFNA
– –
-633
Closed -$33K
44 45 46
47
48

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.