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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SONY icon
1101
Sony
SONY
$138B
$0 ﹤0.01%
25
-475
-95% -$2.53K
STM icon
1102
STMicroelectronics
STM
$50B
$0 ﹤0.01%
139
+1
+0.7% +$7
TBI
1103
Trueblue
TBI
$311M
– –
-1,350
Closed -$40K
TCRT icon
1104
Alaunos Therapeutics
TCRT
$4.86M
– –
-1
Closed -$1K
TDC icon
1105
Teradata
TDC
$2.55B
$0 ﹤0.01%
12
– –
THRM icon
1106
Gentherm
THRM
$1.27B
– –
-870
Closed -$47K
TIMB icon
1107
TIM SA
TIMB
$8.8B
$0 ﹤0.01%
5
– –
TM icon
1108
Toyota
TM
$225B
– –
-18
Closed -$2K
TSCO icon
1109
Tractor Supply
TSCO
$18B
– –
-3,095
Closed -$55K
TTC icon
1110
Toro Company
TTC
$9.49B
– –
-146
Closed -$4K
TUR icon
1111
iShares MSCI Turkey ETF
TUR
$213M
$0 ﹤0.01%
20
– –
TURN
1112
DELISTED
180 Degree Capital
TURN
$0 ﹤0.01%
+33
New +$250
TXMD icon
1113
TherapeuticsMD
TXMD
$24M
– –
-1
Closed –
TYG
1114
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$0 ﹤0.01%
+8
New +$1.09K
UIS icon
1115
Unisys
UIS
$217M
$0 ﹤0.01%
10
– –
VC icon
1116
Visteon
VC
$2.78B
$0 ﹤0.01%
1
– –
VYX icon
1117
NCR Voyix
VYX
$1.14B
$0 ﹤0.01%
36
+16
+80% +$267
WAL icon
1118
Western Alliance Bancorporation
WAL
$8.87B
– –
-1,715
Closed -$57K
WPC icon
1119
W.P. Carey
WPC
$16.4B
– –
-4,924
Closed -$284K
XRT icon
1120
State Street SPDR S&P Retail ETF
XRT
$327M
– –
-412
Closed -$20K
ZG icon
1121
Zillow
ZG
$7.63B
$0 ﹤0.01%
+30
New +$802
CNH
1122
CNH Industrial
CNH
$17.5B
$0 ﹤0.01%
46
– –
CMRX
1123
DELISTED
Chimerix, Inc.
CMRX
$0 ﹤0.01%
+1
New +$49
CDMO
1124
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$0 ﹤0.01%
14
– –
AE
1125
DELISTED
Adams Resources & Energy Inc
AE
$0 ﹤0.01%
+1
New +$44
43 44
45
46 47

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.