We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYB icon
1076
LyondellBasell Industries
LYB
$19.2B
– –
-61
Closed -$6K
MBOT icon
1077
Microbot Medical
MBOT
$127M
$0 ﹤0.01%
1
– –
KG
1078
Kestrel Group
KG
$69M
– –
-25
Closed -$7K
MIDD icon
1079
Middleby
MIDD
$6.08B
– –
-374
Closed -$41K
MKTX icon
1080
MarketAxess Holdings
MKTX
$5.72B
– –
-508
Closed -$47K
CALY
1081
Callaway Golf Company
CALY
$3.14B
$0 ﹤0.01%
+10
New +$88
NCMI icon
1082
National CineMedia
NCMI
$378M
– –
-21
Closed -$3K
NGG icon
1083
National Grid
NGG
$81.3B
– –
-9
Closed –
NMM icon
1084
Navios Maritime Partners
NMM
$2.26B
$0 ﹤0.01%
+5
New +$694
NRT
1085
North European Oil Royalty Trust
NRT
$81M
– –
-1,175
Closed -$13K
NWSA icon
1086
News Corp Class A
NWSA
$15.4B
$0 ﹤0.01%
1
– –
OCSL icon
1087
Oaktree Specialty Lending
OCSL
$1.14B
$0 ﹤0.01%
+33
New +$635
ORMP icon
1088
Oramed Pharmaceuticals
ORMP
$179M
$0 ﹤0.01%
+84
New +$528
PBT
1089
Permian Basin Royalty Trust
PBT
$1.49B
– –
-1,475
Closed -$11K
PEY icon
1090
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
– –
-440
Closed -$5K
PNR icon
1091
Pentair
PNR
$11B
$0 ﹤0.01%
19
-3,123
-99% -$123K
PPG icon
1092
PPG Industries
PPG
$26.6B
– –
-986
Closed -$113K
PRLB icon
1093
Protolabs
PRLB
$2.13B
– –
-39
Closed -$2K
PSA icon
1094
Public Storage
PSA
$61.3B
– –
-30
Closed -$5K
RSP icon
1095
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
– –
-160
Closed -$12K
RXI icon
1096
iShares Global Consumer Discretionary ETF
RXI
$278M
$0 ﹤0.01%
10
– –
SBLK icon
1097
Star Bulk Carriers
SBLK
$3.22B
$0 ﹤0.01%
23
– –
SKX
1098
DELISTED
Skechers
SKX
– –
-33
Closed -$1K
SLX icon
1099
VanEck Steel ETF
SLX
$176M
$0 ﹤0.01%
25
-150
-86% -$3.89K
SMH icon
1100
VanEck Semiconductor ETF
SMH
$73.2B
– –
-48
Closed -$1K
42 43
44
45 46

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.