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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWCO icon
1051
Consolidated Water Co
CWCO
$488M
– –
-30
Closed –
CYRX icon
1052
CryoPort
CYRX
$762M
$0 ﹤0.01%
+24
New +$68
CYTK icon
1053
Cytokinetics
CYTK
$10.4B
– –
-404
Closed -$2K
DNOW icon
1054
DNOW Inc
DNOW
$2.99B
$0 ﹤0.01%
62
– –
DRV icon
1055
Direxion Daily Real Estate Bear 3X ETF
DRV
$25.7M
– –
0
– –
EA
1056
DELISTED
Electronic Arts
EA
$0 ﹤0.01%
1
– –
AXIA
1057
AXIA Energia
AXIA
$23.3B
$0 ﹤0.01%
566
– –
EMHY icon
1058
iShares JPMorgan EM High Yield Bond ETF
EMHY
$627M
$0 ﹤0.01%
388
+138
+55% +$6.45K
ENVA icon
1059
Enova International
ENVA
$6.29B
$0 ﹤0.01%
45
– –
EPAM icon
1060
EPAM Systems
EPAM
$5.03B
– –
-769
Closed -$54K
ES icon
1061
Eversource Energy
ES
$27.2B
– –
-500
Closed -$22K
EVF
1062
Eaton Vance Senior Income Trust
EVF
$90.5M
$0 ﹤0.01%
+100
New +$615
EWS icon
1063
iShares MSCI Singapore ETF
EWS
$1.08B
$0 ﹤0.01%
38
– –
FLEX icon
1064
Flex
FLEX
$44.8B
– –
-1,327
Closed -$11K
FXF icon
1065
Invesco CurrencyShares Swiss Franc Trust
FXF
$398M
– –
-5,243
Closed -$544K
FXU icon
1066
First Trust Utilities AlphaDEX Fund
FXU
$825M
– –
-650
Closed -$14K
GAIA icon
1067
Gaia
GAIA
$48.4M
$0 ﹤0.01%
51
– –
GGN
1068
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$0 ﹤0.01%
150
– –
GRMN
1069
Garmin
GRMN
$60B
– –
-20
Closed –
GRPN icon
1070
Groupon
GRPN
$1.02B
$0 ﹤0.01%
+5
New +$445
HAS icon
1071
Hasbro
HAS
$13.2B
– –
-22
Closed -$1K
KNDI
1072
Kandi Technologies Group
KNDI
$65.5M
$0 ﹤0.01%
+25
New +$172
KRG icon
1073
Kite Realty
KRG
$5.36B
– –
-101
Closed -$2K
LITE icon
1074
Lumentum
LITE
$69.3B
$0 ﹤0.01%
+51
New +$967
LRMR icon
1075
Larimar Therapeutics
LRMR
$432M
– –
0
– –
41 42
43
44 45

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.