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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUNE
1026
DELISTED
SUNEDISON, INC COM
SUNE
$1K ﹤0.01%
200
– –
GRH
1027
DELISTED
GREENHUNTER RESOURCES INC. COM
GRH
$1K ﹤0.01%
6,365
– –
EXXI
1028
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$1K ﹤0.01%
1,000
– –
ESV
1029
DELISTED
Ensco Rowan plc
ESV
$1K ﹤0.01%
23
– –
TYC
1030
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$1K ﹤0.01%
54
– –
NTP
1031
DELISTED
Nam Tai Property Inc.
NTP
$1K ﹤0.01%
190
– –
SSRI
1032
DELISTED
Silver Standard Resources
SSRI
$1K ﹤0.01%
300
– –
SPN
1033
DELISTED
Superior Energy Services, Inc.
SPN
$1K ﹤0.01%
+10
New +$1.63K
ACLS icon
1034
Axcelis
ACLS
$4.33B
$0 ﹤0.01%
+44
New +$536
ARAY icon
1035
Accuray
ARAY
$34M
$0 ﹤0.01%
125
– –
BAB icon
1036
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$0 ﹤0.01%
+29
New +$840
BCO icon
1037
Brink's
BCO
$4.62B
$0 ﹤0.01%
+4
New +$115
BF.B icon
1038
Brown-Forman Class B
BF.B
$13.1B
– –
-4,222
Closed -$135K
BHC icon
1039
Bausch Health
BHC
$2.34B
$0 ﹤0.01%
+1
New +$233
BHP icon
1040
BHP
BHP
$230B
– –
-63
Closed -$2K
CAH icon
1041
Cardinal Health
CAH
$55.4B
– –
-1,557
Closed -$130K
CBSH icon
1042
Commerce Bancshares
CBSH
$8.5B
$0 ﹤0.01%
+2
New +$54
CCL icon
1043
Carnival Corporation Ltd
CCL
$39.7B
– –
-100
Closed -$4K
CDW icon
1044
CDW
CDW
$17B
– –
-1,059
Closed -$36K
CENX icon
1045
Century Aluminum
CENX
$5.07B
$0 ﹤0.01%
100
-180
-64% -$1.26K
CLNE icon
1046
Clean Energy Fuels
CLNE
$346M
– –
-100
Closed –
CPB icon
1047
Campbell Soup
CPB
$6.87B
– –
-34
Closed -$1K
CRT
1048
Cross Timbers Royalty Trust
CRT
$60.2M
– –
-600
Closed -$9K
CSD icon
1049
Invesco S&P Spin-Off ETF
CSD
$228M
– –
-53
Closed -$2K
CSTE icon
1050
Caesarstone
CSTE
$79.5M
– –
-623
Closed -$42K
40 41
42
43 44

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.