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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPEN
1026
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
– –
-10
Closed -$1K
LSI
1027
DELISTED
LSI CORPORATION
LSI
$0 ﹤0.01%
16
+4
+33% +$34
TLAB
1028
DELISTED
TELLABS INC
TLAB
– –
-250
Closed -$1K
HYV
1029
DELISTED
BALCKROCK CORP HG YLD FD V INC
HYV
– –
-3,202
Closed -$39K
ABV
1030
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
– –
-783
Closed -$30K
QTWW
1031
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$0 ﹤0.01%
4
– –
XIDE
1032
DELISTED
EXIDE TECHNOLOGIES NEW COM
XIDE
– –
-16,680
Closed -$6K
SATC
1033
DELISTED
SATCON TECHNOLOGY CORP COM NEW
SATC
– –
-63
Closed –
NZT
1034
DELISTED
TELECOM CORP NEW ZEALAND ADS (EACH REPRESENTING 5 ORD SHS)
NZT
– –
-1,615
Closed -$16K
EGLE
1035
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
0
– –
HIT
1036
DELISTED
HITACHI LTD ADR (10COM)NEW
HIT
– –
-20
Closed -$1K
BTM
1037
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$0 ﹤0.01%
312
– –
CKH
1038
DELISTED
Seacor Holdings Inc.
CKH
– –
-165
Closed -$14K
CEO
1039
DELISTED
CNOOC Limited
CEO
– –
-120
Closed -$24K
GG
1040
DELISTED
Goldcorp Inc
GG
– –
-545
Closed -$14K
SSRI
1041
DELISTED
Silver Standard Resources
SSRI
– –
-300
Closed -$2K
LIME
1042
DELISTED
LIME ENERGY CO.NEW COMMON STOCK
LIME
– –
-357
Closed -$1K
KKD
1043
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$0 ﹤0.01%
25
– –
ATAXZ
1044
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
– –
-2,129
Closed -$15K
FRP
1045
DELISTED
FAIRPOINT COMMUNICATIONS INC.
FRP
– –
-58
Closed –
38 39 40 41
42

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.