We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFJ icon
976
WisdomTree Japan SmallCap Dividend Fund
DFJ
$400M
$1K ﹤0.01%
+32
New +$1.76K
DFS
977
DELISTED
Discover Financial Services
DFS
$1K ﹤0.01%
38
– –
EGO icon
978
Eldorado Gold
EGO
$9.89B
$1K ﹤0.01%
100
– –
ETW
979
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$1K ﹤0.01%
+100
New +$1.16K
POWR
980
iShares U.S. Power Infrastructure ETF
POWR
$458M
$1K ﹤0.01%
+100
New +$1.82K
FLS icon
981
Flowserve
FLS
$10.2B
$1K ﹤0.01%
40
– –
FRO icon
982
Frontline
FRO
$8.85B
$1K ﹤0.01%
140
– –
HYGH icon
983
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$597M
$1K ﹤0.01%
+14
New +$1.25K
IEV icon
984
iShares Europe ETF
IEV
$1.7B
$1K ﹤0.01%
43
– –
K
985
DELISTED
Kellanova
K
$1K ﹤0.01%
21
– –
KMT icon
986
Kennametal
KMT
$2.52B
$1K ﹤0.01%
45
– –
MNKD icon
987
MannKind Corp
MNKD
$1.32B
$1K ﹤0.01%
113
– –
NEAR icon
988
iShares Short Maturity Bond ETF
NEAR
$4.85B
$1K ﹤0.01%
+35
New +$1.75K
NFLT icon
989
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$450M
$1K ﹤0.01%
+62
New +$1.55K
PEGA icon
990
Pegasystems
PEGA
$5.38B
$1K ﹤0.01%
160
– –
PIE icon
991
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$250M
$1K ﹤0.01%
75
– –
IMVP
992
Invesco India ETF
IMVP
$116M
$1K ﹤0.01%
+100
New +$2.06K
PUI icon
993
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.4M
$1K ﹤0.01%
50
– –
RAMP icon
994
LiveRamp
RAMP
$2.3B
$1K ﹤0.01%
60
– –
REZ icon
995
iShares Residential and Multisector Real Estate ETF
REZ
$879M
$1K ﹤0.01%
30
– –
RSPF icon
996
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$310M
$1K ﹤0.01%
36
– –
SDOG icon
997
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$1K ﹤0.01%
57
– –
SFL icon
998
SFL Corp
SFL
$1.61B
$1K ﹤0.01%
111
– –
SFM icon
999
Sprouts Farmers Market
SFM
$8.01B
$1K ﹤0.01%
+50
New +$1.15K
SMFG icon
1000
Sumitomo Mitsui Financial
SMFG
$164B
$1K ﹤0.01%
213
+3
+1% +$25
38 39
40
41 42

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.