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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOG icon
976
Northern Oil and Gas
NOG
$2.35B
– –
-33
Closed -$5K
NWSA icon
977
News Corp Class A
NWSA
$15.4B
$0 ﹤0.01%
1
– –
OGS icon
978
ONE Gas
OGS
$5.04B
– –
-70
Closed -$2K
OIH icon
979
VanEck Oil Services ETF
OIH
$1.92B
– –
-817
Closed -$811K
OKE icon
980
Oneok
OKE
$54.5B
– –
-280
Closed -$18K
OTTR icon
981
Otter Tail
OTTR
$3.94B
– –
-1,066
Closed -$28K
PCG icon
982
PG&E
PCG
$38.5B
– –
-150
Closed -$7K
PH icon
983
Parker-Hannifin
PH
$135B
– –
-100
Closed -$11K
PWV icon
984
Invesco Large Cap Value ETF
PWV
$1.72B
– –
-400
Closed -$12K
QCLN icon
985
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$634M
– –
-800
Closed -$15K
RES icon
986
RPC Inc
RES
$1.3B
– –
-649
Closed -$14K
ROST icon
987
Ross Stores
ROST
$81.9B
– –
-278
Closed -$11K
RYAM icon
988
Rayonier Advanced Materials
RYAM
$610M
– –
-200
Closed -$7K
SAM icon
989
Boston Beer
SAM
$1.92B
– –
-42
Closed -$9K
SNEX icon
990
StoneX
SNEX
$7.94B
– –
-1,493
Closed -$5K
SONY icon
991
Sony
SONY
$138B
$0 ﹤0.01%
25
-25
-50% -$99
SSO icon
992
ProShares Ultra S&P500
SSO
$8.36B
$0 ﹤0.01%
32
-5,648
-99% -$43.2K
ST icon
993
Sensata Technologies
ST
$6.79B
– –
-592
Closed -$26K
SVC
994
Service Properties Trust
SVC
$1.07B
– –
-20
Closed -$3K
THRM icon
995
Gentherm
THRM
$1.27B
– –
-511
Closed -$22K
TIMB icon
996
TIM SA
TIMB
$8.8B
$0 ﹤0.01%
5
– –
TJX icon
997
TJX Companies
TJX
$178B
– –
-438
Closed -$13K
TRN icon
998
Trinity Industries
TRN
$2.38B
– –
-538
Closed -$18K
UL icon
999
Unilever
UL
$136B
– –
-4,314
Closed -$203K
UST icon
1000
ProShares Ultra 7-10 Year Treasury
UST
$15.1M
$0 ﹤0.01%
+5
New +$276
38 39
40
41 42

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.