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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUK icon
76
Duke Energy
DUK
$97.3B
$5.24M 0.34%
42,375
+13,716
+48% +$1.66M
GOOGL icon
77
Alphabet (Google) Class A
GOOGL
$4.33T
$5.18M 0.34%
21,301
+2,532
+13% +$530K
IGSB icon
78
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$5.11M 0.33%
+96,342
New +$5.09M
FLTR icon
79
VanEck IG Floating Rate ETF
FLTR
$3.04B
$5.09M 0.33%
199,246
-11,658
-6% -$297K
FAUG icon
80
FT Vest US Equity Buffer ETF August
FAUG
$1.21B
$5.08M 0.33%
97,800
-6,562
-6% -$331K
BRK.B icon
81
Berkshire Hathaway Class B
BRK.B
$1.13T
$5.02M 0.33%
9,995
+436
+5% +$211K
IVOL icon
82
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
$4.98M 0.32%
258,229
-19,433
-7% -$381K
COST icon
83
Costco
COST
$420B
$4.93M 0.32%
5,327
+31
+0.6% +$29.7K
XOM icon
84
ExxonMobil
XOM
$634B
$4.79M 0.31%
42,441
+11,544
+37% +$1.28M
FLOT icon
85
iShares Floating Rate Bond ETF
FLOT
$10.5B
$4.78M 0.31%
93,574
+2,654
+3% +$135K
JPM icon
86
JPMorgan Chase
JPM
$950B
$4.75M 0.31%
15,056
+680
+5% +$202K
MU icon
87
Micron Technology
MU
$991B
$4.73M 0.31%
28,296
-118
-0.4% -$15.1K
CSCO icon
88
Cisco
CSCO
$479B
$4.56M 0.3%
66,602
-1,201
-2% -$81.9K
VBR icon
89
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$4.54M 0.3%
21,767
+3,827
+21% +$783K
AVGO icon
90
Broadcom
AVGO
$2.04T
$4.46M 0.29%
13,510
-179
-1% -$54.9K
VTIP icon
91
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$4.36M 0.28%
86,078
+65,413
+317% +$3.29M
WM icon
92
Waste Management
WM
$91B
$4.35M 0.28%
19,715
+704
+4% +$159K
VO icon
93
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$4.33M 0.28%
59,012
+164
+0.3% +$11.8K
BINC icon
94
BlackRock Flexible Income ETF
BINC
$16.3B
$4.3M 0.28%
80,732
+16,965
+27% +$898K
B
95
Barrick Mining
B
$73.2B
$4.27M 0.28%
130,226
-42,854
-25% -$1.09M
TOL icon
96
Toll Brothers
TOL
$14.5B
$4.18M 0.27%
30,238
-758
-2% -$98.9K
IAU icon
97
iShares Gold Trust
IAU
$64.4B
$4.15M 0.27%
57,086
+21,081
+59% +$1.38M
FFEB icon
98
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
$4.13M 0.27%
74,886
+68,341
+1,044% +$3.67M
HEFA icon
99
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.76B
$4.11M 0.27%
103,874
+3,579
+4% +$138K
FLTB icon
100
Fidelity Limited Term Bond ETF
FLTB
$435M
$4.1M 0.27%
80,948
+2,242
+3% +$113K
2 3
4
5 6

Similar funds

PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.