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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FANG icon
76
Diamondback Energy
FANG
$52.7B
$4.63M 0.35%
29,865
+4,533
+18% +$710K
CPRI icon
77
Capri Holdings
CPRI
$1.74B
$4.62M 0.35%
91,962
+15,335
+20% +$765K
DIVO icon
78
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.78B
$4.62M 0.35%
126,274
-36,063
-22% -$1.27M
CPAY icon
79
Corpay
CPAY
$25.7B
$4.57M 0.35%
16,169
+2,876
+22% +$714K
WM icon
80
Waste Management
WM
$91B
$4.54M 0.34%
25,322
+285
+1% +$47.8K
PEP icon
81
PepsiCo
PEP
$190B
$4.51M 0.34%
26,582
+1,703
+7% +$282K
ESGU icon
82
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$4.48M 0.34%
42,696
+1,512
+4% +$148K
COST icon
83
Costco
COST
$420B
$4.47M 0.34%
6,779
+338
+5% +$200K
VYMI icon
84
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$4.46M 0.34%
67,052
-59,521
-47% -$3.74M
IYW icon
85
iShares US Technology ETF
IYW
$25.5B
$4.45M 0.34%
36,213
+7,130
+25% +$808K
GNRC icon
86
Generac Holdings
GNRC
$12.5B
$4.43M 0.34%
34,284
+9,893
+41% +$1.09M
TOL icon
87
Toll Brothers
TOL
$14.5B
$4.41M 0.33%
42,944
+7,798
+22% +$650K
OEF icon
88
iShares S&P 100 ETF
OEF
$20.5B
$4.39M 0.33%
19,656
+11,845
+152% +$2.49M
PPA icon
89
Invesco Aerospace & Defense ETF
PPA
$8.7B
$4.39M 0.33%
47,643
+44,953
+1,671% +$3.84M
EOG icon
90
EOG Resources
EOG
$70.7B
$4.36M 0.33%
36,054
+31,031
+618% +$3.86M
JEPI icon
91
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$4.28M 0.32%
77,891
+10,150
+15% +$547K
CBOE icon
92
Cboe Global Markets
CBOE
$29.9B
$4.26M 0.32%
23,831
+3,440
+17% +$590K
MBB icon
93
iShares MBS ETF
MBB
$39.1B
$4.24M 0.32%
45,094
+1,947
+5% +$175K
FDN icon
94
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$4.1M 0.31%
21,977
+120
+0.5% +$20.1K
USMV icon
95
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$4.07M 0.31%
52,141
-14,758
-22% -$1.1M
LZB icon
96
La-Z-Boy
LZB
$1.69B
$4.06M 0.31%
109,856
– –
WMT icon
97
Walmart Inc
WMT
$890B
$4.03M 0.3%
76,683
+3,591
+5% +$190K
TLT icon
98
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$3.95M 0.3%
39,929
+19
+0% +$1.72K
VCLT icon
99
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$3.92M 0.3%
48,945
-46,496
-49% -$3.42M
CME icon
100
CME Group
CME
$94.8B
$3.89M 0.29%
18,483
+3,553
+24% +$758K
2 3
4
5 6

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.