We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBB icon
76
iShares MBS ETF
MBB
$39.1B
$4.57M 0.4%
48,215
+7,154
+17% +$676K
JMBS icon
77
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.75B
$4.48M 0.4%
95,861
+70,158
+273% +$3.25M
IEMG icon
78
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$4.37M 0.39%
+89,626
New +$4.4M
AEP icon
79
American Electric Power
AEP
$68.4B
$4.36M 0.39%
47,963
+1,477
+3% +$135K
IYW icon
80
iShares US Technology ETF
IYW
$25.5B
$4.2M 0.37%
45,263
+6,817
+18% +$572K
PEP icon
81
PepsiCo
PEP
$190B
$4.19M 0.37%
22,981
+2,211
+11% +$386K
BRK.B icon
82
Berkshire Hathaway Class B
BRK.B
$1.13T
$4.19M 0.37%
13,562
+1,728
+15% +$533K
DEM icon
83
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$4.17M 0.37%
110,238
+4,378
+4% +$165K
FLOT icon
84
iShares Floating Rate Bond ETF
FLOT
$10.5B
$3.84M 0.34%
76,246
-1,519
-2% -$76.6K
ICSH icon
85
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$3.72M 0.33%
73,993
+2,759
+4% +$138K
WM icon
86
Waste Management
WM
$91B
$3.7M 0.33%
22,658
+850
+4% +$130K
FPE icon
87
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$3.52M 0.31%
220,413
+112,298
+104% +$1.94M
BLDR icon
88
Builders FirstSource
BLDR
$8.04B
$3.5M 0.31%
39,429
+4,748
+14% +$376K
GSIE icon
89
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$3.46M 0.31%
112,254
-6,528
-5% -$199K
GOOG icon
90
Alphabet (Google) Class C
GOOG
$4.32T
$3.46M 0.31%
33,237
+20,216
+155% +$1.95M
KMB icon
91
Kimberly-Clark
KMB
$36.5B
$3.39M 0.3%
25,261
+2,078
+9% +$270K
GHYB icon
92
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$134M
$3.37M 0.3%
77,446
+9,378
+14% +$400K
CINF icon
93
Cincinnati Financial
CINF
$27.1B
$3.37M 0.3%
30,025
+2,288
+8% +$260K
LEG icon
94
Leggett & Platt
LEG
$1.31B
$3.33M 0.29%
104,384
+23,401
+29% +$788K
WMT icon
95
Walmart Inc
WMT
$890B
$3.32M 0.29%
67,530
-24,759
-27% -$1.18M
SHV icon
96
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$3.3M 0.29%
29,825
+9,444
+46% +$1.04M
DIVO icon
97
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.78B
$3.28M 0.29%
92,437
+3,660
+4% +$130K
HYG icon
98
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$3.27M 0.29%
43,239
+2,673
+7% +$200K
CSCO icon
99
Cisco
CSCO
$479B
$3.24M 0.29%
61,911
+37,364
+152% +$1.82M
DUK icon
100
Duke Energy
DUK
$97.3B
$3.22M 0.28%
33,393
-1,087
-3% -$107K
2 3
4
5 6

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.