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RIA
Regal Investment Advisors Portfolio holdings
AUM
$1.73B
1-Year Est. Return
17.74%
This Fund
S&P 500
This Quarter
Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
(-89%)
Cap. Flow
-$791M
Cap. Flow
% of AUM
-802.06%
Top 10 Holdings %
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440
Top Buys
No buys this quarter
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$37.9M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$19.5M |
| 3 |
Apple
AAPL
|
+$17.8M |
| 4 |
Microsoft
MSFT
|
+$15.7M |
| 5 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$15.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 0% |
| 2 | Consumer Discretionary | 0% |
| 3 | Consumer Staples | 0% |
| 4 | Energy | 0% |
| 5 | Financials | 0% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Caterpillar
CAT
$387B
| – | – |
-11,026
| Closed | -$2.01M |
|
77
Crown Castle
CCI
$32.2B
| – | – |
-2,201
| Closed | -$350K |
|
|
CGC
78
Canopy Growth
CGC
$410M
| – | – |
-834
| Closed | -$205K |
|
79
Cincinnati Financial
CINF
$27.1B
| – | – |
-22,764
| Closed | -$1.99M |
|
80
Colgate-Palmolive
CL
$74.4B
| – | – |
-4,481
| Closed | -$383K |
|
81
Cleveland-Cliffs
CLF
$6.99B
| – | – |
-26,542
| Closed | -$386K |
|
82
Clorox
CLX
$12.7B
| – | – |
-13,742
| Closed | -$2.77M |
|
83
Comcast
CMCSA
$90B
| – | – |
-9,561
| Closed | -$501K |
|
84
CME Group
CME
$94.8B
| – | – |
-3,186
| Closed | -$580K |
|
85
Chipotle Mexican Grill
CMG
$41.5B
| – | – |
-23,200
| Closed | -$643K |
|
86
Compass Minerals
CMP
$1.15B
| – | – |
-20,978
| Closed | -$1.29M |
|
87
Concentrix
CNXC
$1.57B
| – | – |
-3,633
| Closed | -$359K |
|
88
ConocoPhillips
COP
$141B
| – | – |
-21,084
| Closed | -$843K |
|
89
Costco
COST
$420B
| – | – |
-6,017
| Closed | -$2.27M |
|
90
Capri Holdings
CPRI
$1.74B
| – | – |
-5,774
| Closed | -$243K |
|
91
Salesforce
CRM
$158B
| – | – |
-10,663
| Closed | -$2.37M |
|
92
CrowdStrike
CRWD
$218B
| – | – |
-4,528
| Closed | -$240K |
|
93
Cisco
CSCO
$479B
| – | – |
-38,496
| Closed | -$1.72M |
|
94
CSX Corp
CSX
$93.1B
| – | – |
-14,553
| Closed | -$440K |
|
95
Corteva
CTVA
$51.3B
| – | – |
-41,225
| Closed | -$1.6M |
|
96
CVS Health
CVS
$122B
| – | – |
-28,602
| Closed | -$1.95M |
|
97
Chevron
CVX
$366B
| – | – |
-40,945
| Closed | -$3.46M |
|
98
Dominion Energy
D
$59.3B
| – | – |
-2,853
| Closed | -$215K |
|
99
Delta Air Lines
DAL
$60.1B
| – | – |
-10,244
| Closed | -$412K |
|
100
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
| – | – |
-36,763
| Closed | -$540K |
|
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Regal Investment Advisors's Q1 2021 Portfolio in Review
As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.
Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.
- Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
- Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
- Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
- Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
- Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.
Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.