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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$429M
AUM Growth
+$25M
Cap. Flow
+$12.6M
Cap. Flow %
2.95%
Top 10 Hldgs %
19.82%
Holding
294
New
33
Increased
133
Reduced
98
Closed
15

Top Buys

Rank Stock Value
1
ORLY icon
O'Reilly Automotive
ORLY
+$1.99M
2
MA icon
Mastercard
MA
+$1.93M
3
ADI icon
Analog Devices
ADI
+$1.92M
4
BNY
Bank of New York Mellon
BNY
+$1.89M
5
RTX icon
RTX Corp
RTX
+$1.88M

Top Sells

Rank Stock Value
1
CPN
Calpine Corporation
CPN
+$2.38M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$2.1M
3
WSM icon
Williams-Sonoma
WSM
+$1.96M
4
HBI
Hanesbrands
HBI
+$1.92M
5
HDV
iShares Core High Dividend ETF
HDV
+$1.31M

Sector Composition

Rank Sector Weight
1 Financials 5.85%
2 Healthcare 5.64%
3 Industrials 4.97%
4 Consumer Staples 4.77%
5 Technology 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMV icon
76
iShares MSCI USA Min Vol Factor ETF
USMV
$24B
$2.02M 0.47%
40,096
-7,029
-15% -$351K
FDT icon
77
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
$2M 0.47%
33,805
-919
-3% -$52.9K
BNY
78
Bank of New York Mellon
BNY
$106B
$1.91M 0.45%
+36,008
New +$1.89M
D icon
79
Dominion Energy
D
$60.9B
$1.9M 0.44%
24,712
-2,980
-11% -$232K
NS
80
DELISTED
NuStar Energy L.P.
NS
– –
0
– –
CLX icon
81
Clorox
CLX
$12.7B
$1.87M 0.44%
14,152
-242
-2% -$32.5K
JNK icon
82
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$1.86M 0.43%
16,613
+5
+0% +$557
MCK icon
83
McKesson
MCK
$97.2B
$1.81M 0.42%
11,803
-1,625
-12% -$254K
CMP icon
84
Compass Minerals
CMP
$1.25B
$1.8M 0.42%
27,695
-3,601
-12% -$241K
SHY icon
85
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$1.74M 0.4%
+20,558
New +$1.74M
CINF icon
86
Cincinnati Financial
CINF
$27.5B
$1.7M 0.4%
22,259
+1,505
+7% +$114K
ESRX
87
DELISTED
Express Scripts Holding Company
ESRX
$1.63M 0.38%
25,730
-3,202
-11% -$199K
HDV
88
iShares Core High Dividend ETF
HDV
$14.8B
$1.62M 0.38%
94,040
-77,870
-45% -$1.31M
RLY icon
89
State Street Multi-Asset Real Return ETF
RLY
$1.26B
$1.6M 0.37%
63,835
+5,288
+9% +$131K
VB icon
90
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
$1.59M 0.37%
11,288
+1,597
+16% +$218K
VO icon
91
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$1.57M 0.37%
42,660
+6,752
+19% +$244K
DVY icon
92
iShares Select Dividend ETF
DVY
$23.8B
$1.55M 0.36%
16,526
-1,893
-10% -$175K
BAC icon
93
Bank of America
BAC
$440B
$1.54M 0.36%
60,946
-1,038
-2% -$25.2K
VWOB icon
94
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.17B
$1.5M 0.35%
18,494
+231
+1% +$18.6K
AGG icon
95
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.5M 0.35%
13,678
-7,763
-36% -$852K
EFA icon
96
iShares MSCI EAFE ETF
EFA
$79.3B
$1.49M 0.35%
21,740
+6,402
+42% +$428K
PNC icon
97
PNC Financial Services
PNC
$101B
$1.49M 0.35%
11,052
-41
-0.4% -$5.26K
IUSV icon
98
iShares Core S&P US Value ETF
IUSV
$27.7B
$1.48M 0.35%
28,250
-1,881
-6% -$96.5K
INSY
99
DELISTED
Insys Therapeutics, Inc.
INSY
$1.44M 0.33%
161,600
-20,003
-11% -$206K
VGK icon
100
Vanguard FTSE Europe ETF
VGK
$31.1B
$1.42M 0.33%
24,390
-7,588
-24% -$431K
2 3
4
5 6

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Regal Investment Advisors held 294 positions worth $429M, up 6.2% from $404M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q3 2017 filing shows 33 new, 133 increased, 98 reduced and 15 closed positions. Its largest new stake was O'Reilly Automotive: 150,480 shares worth $2.16M. The largest sale was Calpine Corporation, an estimated $2.38M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q3 2017 buy was O'Reilly Automotive: 150,480 shares worth $2.16M.
  • Regal Investment Advisors added most to RTX Corp in Q3 2017, an estimated $1.88M increase.
  • Regal Investment Advisors's biggest Q3 2017 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $2.1M.
  • Regal Investment Advisors fully exited Calpine Corporation in Q3 2017, selling an estimated $2.38M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $429M portfolio in Q3 2017.
  • Regal Investment Advisors opened 33 new positions and closed 15 in Q3 2017.
  • Regal Investment Advisors's portfolio value rose 6.2% quarter-over-quarter to $429M.

Based on Regal Investment Advisors's 13F filing for Q3 2017, filed 8 Nov 2017.