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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$362M
AUM Growth
+$9.27M
Cap. Flow
+$4.52M
Cap. Flow %
1.25%
Top 10 Hldgs %
18.74%
Holding
277
New
20
Increased
104
Reduced
113
Closed
33

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.63M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.43M
3
GBX icon
The Greenbrier Companies
GBX
+$2.79M
4
INSY
Insys Therapeutics, Inc.
INSY
+$2.59M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.11M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.88M
2
VAR
Varian Medical Systems, Inc.
VAR
+$3.28M
3
DINO icon
HF Sinclair
DINO
+$2.7M
4
NFLX icon
Netflix
NFLX
+$1.36M
5
MBB icon
iShares MBS ETF
MBB
+$1.3M

Sector Composition

Rank Sector Weight
1 Healthcare 8.07%
2 Consumer Discretionary 7.94%
3 Financials 5.58%
4 Industrials 5.41%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJNK icon
76
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$1.62M 0.45%
58,368
-3,383
-5% -$93.1K
EWJ icon
77
iShares MSCI Japan ETF
EWJ
$22.5B
$1.58M 0.44%
32,265
+19,029
+144% +$950K
AOA icon
78
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.26B
$1.56M 0.43%
33,071
+1,280
+4% +$60.1K
KO icon
79
Coca-Cola
KO
$374B
$1.54M 0.43%
37,189
+588
+2% +$24.5K
IUSV icon
80
iShares Core S&P US Value ETF
IUSV
$27.5B
$1.53M 0.42%
+31,157
New +$1.47M
FXD icon
81
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$1.52M 0.42%
42,891
-26,824
-38% -$952K
FYX icon
82
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$1.47M 0.41%
+27,352
New +$1.4M
XOM icon
83
ExxonMobil
XOM
$642B
$1.46M 0.4%
16,139
-1,784
-10% -$156K
PSK icon
84
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
$1.45M 0.4%
34,474
+1,812
+6% +$79.1K
CLX icon
85
Clorox
CLX
$12.8B
$1.43M 0.39%
11,874
+1,800
+18% +$212K
VWOB icon
86
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$1.31M 0.36%
16,919
+906
+6% +$71.3K
VXF icon
87
Vanguard Extended Market ETF
VXF
$31.2B
$1.31M 0.36%
13,639
+7,141
+110% +$661K
RSX
88
DELISTED
VanEck Russia ETF
RSX
$1.29M 0.36%
60,972
+50,162
+464% +$972K
CINF icon
89
Cincinnati Financial
CINF
$27.5B
$1.29M 0.36%
17,004
-223
-1% -$16.6K
STLD icon
90
Steel Dynamics
STLD
$37.5B
$1.27M 0.35%
35,646
-912
-2% -$28.7K
IWM icon
91
iShares Russell 2000 ETF
IWM
$82.1B
$1.26M 0.35%
9,367
-14
-0.1% -$1.79K
VZ icon
92
Verizon
VZ
$195B
$1.26M 0.35%
23,660
-610
-3% -$30.5K
PNC icon
93
PNC Financial Services
PNC
$101B
$1.26M 0.35%
10,780
+541
+5% +$56.2K
BAC icon
94
Bank of America
BAC
$441B
$1.24M 0.34%
56,220
+7,813
+16% +$150K
IEFA icon
95
iShares Core MSCI EAFE ETF
IEFA
$194B
$1.24M 0.34%
+23,066
New +$1.24M
AMJ
96
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.23M 0.34%
39,042
+1,103
+3% +$33.7K
PFE icon
97
Pfizer
PFE
$149B
$1.16M 0.32%
37,662
+1,553
+4% +$47.4K
VO icon
98
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$1.16M 0.32%
35,156
-1,168
-3% -$37.8K
GLD icon
99
SPDR Gold Trust
GLD
$138B
$1.14M 0.32%
10,429
-3,032
-23% -$352K
RLY icon
100
State Street Multi-Asset Real Return ETF
RLY
$1.27B
$1.12M 0.31%
46,021
-616
-1% -$14.9K
2 3
4
5 6

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Regal Investment Advisors held 277 positions worth $362M, up 2.6% from $352M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2016 filing shows 20 new, 104 increased, 113 reduced and 33 closed positions. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $5.88M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.5% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q4 2016 buy was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2016, an estimated $7.63M increase.
  • Regal Investment Advisors's biggest Q4 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.88M.
  • Regal Investment Advisors fully exited Varian Medical Systems, Inc. in Q4 2016, selling an estimated $3.28M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $362M portfolio in Q4 2016.
  • Regal Investment Advisors opened 20 new positions and closed 33 in Q4 2016.
  • Regal Investment Advisors's portfolio value rose 2.6% quarter-over-quarter to $362M.

Based on Regal Investment Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.