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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$352M
AUM Growth
-$11.3M
Cap. Flow
-$20M
Cap. Flow %
-5.69%
Top 10 Hldgs %
17.53%
Holding
267
New
23
Increased
122
Reduced
99
Closed
8

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$1.32M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$956K
3
GLD icon
SPDR Gold Trust
GLD
+$800K
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$711K
5
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$647K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.29M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.67M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.48M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.57M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.26M

Sector Composition

Rank Sector Weight
1 Healthcare 8.51%
2 Consumer Discretionary 8.08%
3 Financials 5.18%
4 Industrials 4.65%
5 Communication Services 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
76
iShares MSCI EAFE ETF
EFA
$80.2B
$1.55M 0.44%
26,215
-60,007
-70% -$3.48M
KO icon
77
Coca-Cola
KO
$374B
$1.55M 0.44%
36,601
+5,379
+17% +$236K
AOA icon
78
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$1.51M 0.43%
31,791
+4,339
+16% +$204K
PSK icon
79
State Street SPDR ICE Preferred Securities ETF
PSK
$684M
$1.49M 0.42%
32,662
-14,211
-30% -$656K
AEP icon
80
American Electric Power
AEP
$68.3B
$1.44M 0.41%
22,479
+2,782
+14% +$187K
IFV icon
81
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$1.39M 0.39%
79,278
-779
-1% -$13.5K
IJH icon
82
iShares Core S&P Mid-Cap ETF
IJH
$126B
$1.38M 0.39%
44,630
+4,830
+12% +$149K
NFLX icon
83
Netflix
NFLX
$309B
$1.36M 0.39%
+138,310
New +$1.32M
FXN icon
84
First Trust Energy AlphaDEX Fund
FXN
$367M
$1.36M 0.39%
87,970
+2,660
+3% +$39.4K
JNK icon
85
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.93B
$1.36M 0.39%
12,319
+588
+5% +$64K
VWOB icon
86
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
$1.31M 0.37%
16,013
+55
+0.3% +$4.46K
CINF icon
87
Cincinnati Financial
CINF
$27.2B
$1.3M 0.37%
17,227
+1,943
+13% +$147K
VZ icon
88
Verizon
VZ
$193B
$1.26M 0.36%
24,270
+431
+2% +$23.1K
CLX icon
89
Clorox
CLX
$12.9B
$1.26M 0.36%
10,074
+503
+5% +$65.9K
EMLP icon
90
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$1.25M 0.35%
49,219
-4,096
-8% -$102K
FXU icon
91
First Trust Utilities AlphaDEX Fund
FXU
$823M
$1.22M 0.34%
46,861
+4,621
+11% +$123K
AMJ
92
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.2M 0.34%
37,939
-1,759
-4% -$55.3K
VO icon
93
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$1.18M 0.33%
36,324
+588
+2% +$18.9K
IWM icon
94
iShares Russell 2000 ETF
IWM
$82.7B
$1.17M 0.33%
9,381
-21,127
-69% -$2.57M
PFE icon
95
Pfizer
PFE
$150B
$1.16M 0.33%
36,109
+1,513
+4% +$50.6K
EEMV icon
96
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$1.15M 0.33%
21,267
+5,730
+37% +$306K
RLY icon
97
State Street Multi-Asset Real Return ETF
RLY
$1.27B
$1.15M 0.33%
46,637
+897
+2% +$22K
VTIP icon
98
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.08M 0.31%
21,751
+532
+3% +$26.3K
PEP icon
99
PepsiCo
PEP
$189B
$1.04M 0.3%
9,581
+437
+5% +$47.1K
CVX icon
100
Chevron
CVX
$366B
$1.03M 0.29%
10,001
+944
+10% +$96.4K
2 3
4
5 6

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Regal Investment Advisors held 267 positions worth $352M, down 3.1% from $364M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors withdrew a net $20M in Q3 2016, closing 8 positions and reducing 99 holdings. Its most notable exit was Western Refining Inc, an estimated $2.25M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.5% of assets, up from 8.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Regal Investment Advisors opened a new position in Netflix worth $1.36M.

  • Regal Investment Advisors's largest Q3 2016 buy was Netflix: 138,310 shares worth $1.36M.
  • Regal Investment Advisors added most to iShares Core S&P Small-Cap ETF in Q3 2016, an estimated $956K increase.
  • Regal Investment Advisors's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.29M.
  • Regal Investment Advisors fully exited Western Refining Inc in Q3 2016, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $352M portfolio in Q3 2016.
  • Regal Investment Advisors opened 23 new positions and closed 8 in Q3 2016.
  • Regal Investment Advisors's portfolio value fell 3.1% quarter-over-quarter to $352M.

Based on Regal Investment Advisors's 13F filing for Q3 2016, filed 27 Oct 2016.