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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$364M
AUM Growth
-$5.39M
Cap. Flow
-$9.07M
Cap. Flow %
-2.49%
Top 10 Hldgs %
17.86%
Holding
269
New
27
Increased
80
Reduced
124
Closed
24

Top Buys

Rank Stock Value
1
DINO icon
HF Sinclair
DINO
+$3.5M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$3.36M
3
MCK icon
McKesson
MCK
+$3.34M
4
COF icon
Capital One
COF
+$3.18M
5
WSM icon
Williams-Sonoma
WSM
+$3.12M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.8M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.85M
3
VTR icon
Ventas
VTR
+$3.7M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$3.38M
5
WDC icon
Western Digital
WDC
+$3.18M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.53%
2 Healthcare 8.41%
3 Financials 4.73%
4 Communication Services 4.21%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
76
First Trust Dorsey Wright Focus 5 ETF
FV
$3.73B
$1.91M 0.52%
85,296
+15,005
+21% +$328K
VYM icon
77
Vanguard High Dividend Yield ETF
VYM
$82.5B
$1.83M 0.5%
25,551
-12,834
-33% -$897K
SJNK icon
78
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$1.8M 0.5%
66,710
-3,909
-6% -$103K
VOE icon
79
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$1.66M 0.46%
18,650
+1,600
+9% +$141K
VOT icon
80
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$1.63M 0.45%
15,968
+1,604
+11% +$162K
KO icon
81
Coca-Cola
KO
$374B
$1.42M 0.39%
31,222
+1,020
+3% +$46.1K
AEP icon
82
American Electric Power
AEP
$68.8B
$1.38M 0.38%
19,697
+2,549
+15% +$167K
XOM icon
83
ExxonMobil
XOM
$628B
$1.35M 0.37%
14,382
-3,539
-20% -$313K
VZ icon
84
Verizon
VZ
$193B
$1.33M 0.37%
23,839
+68
+0.3% +$3.53K
IFV icon
85
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$1.33M 0.37%
80,057
-6,910
-8% -$118K
CLX icon
86
Clorox
CLX
$12.8B
$1.32M 0.36%
9,571
+201
+2% +$26.1K
EMLP icon
87
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$1.32M 0.36%
53,315
-919
-2% -$21.2K
QQQ icon
88
Invesco QQQ Trust
QQQ
$480B
$1.29M 0.36%
12,035
+982
+9% +$106K
MMM icon
89
3M
MMM
$93.9B
$1.29M 0.35%
8,791
-312
-3% -$44K
VWOB icon
90
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
$1.28M 0.35%
15,958
+959
+6% +$74.6K
FXN icon
91
First Trust Energy AlphaDEX Fund
FXN
$363M
$1.27M 0.35%
85,310
+12,308
+17% +$183K
AMJ
92
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.26M 0.35%
39,698
-976
-2% -$29.1K
AOA icon
93
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$1.26M 0.35%
27,452
+30
+0.1% +$1.36K
JNK icon
94
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$1.26M 0.35%
11,731
-3,150
-21% -$330K
IJH icon
95
iShares Core S&P Mid-Cap ETF
IJH
$125B
$1.19M 0.33%
39,800
+3,940
+11% +$116K
PFE icon
96
Pfizer
PFE
$147B
$1.16M 0.32%
34,596
+50
+0.1% +$1.6K
CINF icon
97
Cincinnati Financial
CINF
$27.3B
$1.15M 0.31%
15,284
-400
-3% -$27.1K
FXU icon
98
First Trust Utilities AlphaDEX Fund
FXU
$821M
$1.14M 0.31%
42,240
+7,969
+23% +$204K
RLY icon
99
State Street Multi-Asset Real Return ETF
RLY
$1.27B
$1.11M 0.31%
45,740
-2,669
-6% -$63.5K
VO icon
100
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$1.1M 0.3%
35,736
-5,460
-13% -$167K
2 3
4
5 6

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Regal Investment Advisors held 269 positions worth $364M, down 1.5% from $369M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors's Q2 2016 filing shows 27 new, 80 increased, 124 reduced and 24 closed positions. Its largest new stake was HF Sinclair: 117,565 shares worth $2.79M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $10.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.5% of assets, up from 8.2% a quarter earlier, followed by Healthcare and Financials.

  • Regal Investment Advisors's largest Q2 2016 buy was HF Sinclair: 117,565 shares worth $2.79M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q2 2016, an estimated $1.87M increase.
  • Regal Investment Advisors's biggest Q2 2016 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $3.38M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $364M portfolio in Q2 2016.
  • Regal Investment Advisors opened 27 new positions and closed 24 in Q2 2016.
  • Regal Investment Advisors's portfolio value fell 1.5% quarter-over-quarter to $364M.

Based on Regal Investment Advisors's 13F filing for Q2 2016, filed 5 Aug 2016.