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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$369M
AUM Growth
-$16.4M
Cap. Flow
-$29.9M
Cap. Flow %
-8.1%
Top 10 Hldgs %
18.81%
Holding
295
New
30
Increased
93
Reduced
107
Closed
59

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.6M
2
BWA icon
BorgWarner
BWA
+$3.37M
3
WCC
WESCO International
WCC
+$3.3M
4
WDC icon
Western Digital
WDC
+$3.18M
5
VTR icon
Ventas
VTR
+$3.12M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.39M
2
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$4.35M
3
IWV icon
iShares Russell 3000 ETF
IWV
+$3.98M
4
ALK icon
Alaska Air
ALK
+$3.85M
5
KFRC icon
Kforce
KFRC
+$3.73M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.24%
2 Healthcare 6.68%
3 Communication Services 4.27%
4 Industrials 4.16%
5 Consumer Staples 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
76
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$1.53M 0.41%
14,881
+3,850
+35% +$384K
FV icon
77
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$1.52M 0.41%
70,291
+7,670
+12% +$160K
XOM icon
78
ExxonMobil
XOM
$634B
$1.5M 0.41%
17,921
-2,791
-13% -$224K
IFV icon
79
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$1.49M 0.4%
86,967
+616
+0.7% +$10K
VOE icon
80
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$1.49M 0.4%
17,050
+1,992
+13% +$162K
VOT icon
81
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$1.44M 0.39%
14,364
+2,050
+17% +$191K
KO icon
82
Coca-Cola
KO
$375B
$1.4M 0.38%
30,202
-5,362
-15% -$233K
VZ icon
83
Verizon
VZ
$196B
$1.29M 0.35%
23,771
+4,006
+20% +$200K
MMM icon
84
3M
MMM
$94.3B
$1.27M 0.34%
9,103
-1,338
-13% -$172K
VO icon
85
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$1.25M 0.34%
41,196
+1,992
+5% +$56.3K
AOA icon
86
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$1.24M 0.34%
27,422
-620
-2% -$26.8K
QQQ icon
87
Invesco QQQ Trust
QQQ
$484B
$1.21M 0.33%
11,053
-42,231
-79% -$4.39M
EMLP icon
88
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$1.19M 0.32%
54,234
+1,984
+4% +$40.3K
CLX icon
89
Clorox
CLX
$12.7B
$1.18M 0.32%
9,370
-144
-2% -$18.3K
VTIP icon
90
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.17M 0.32%
23,799
-319
-1% -$15.5K
VWOB icon
91
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
$1.15M 0.31%
14,999
-41
-0.3% -$3.05K
AEP icon
92
American Electric Power
AEP
$68.4B
$1.14M 0.31%
17,148
+893
+5% +$55.2K
PEP icon
93
PepsiCo
PEP
$190B
$1.14M 0.31%
11,093
-354
-3% -$35K
IYH icon
94
iShares US Healthcare ETF
IYH
$3.54B
$1.13M 0.31%
40,070
-4,630
-10% -$128K
RLY icon
95
State Street Multi-Asset Real Return ETF
RLY
$1.28B
$1.12M 0.3%
48,409
-653
-1% -$14.3K
PGF icon
96
Invesco Financial Preferred ETF
PGF
$674M
$1.11M 0.3%
59,043
-1,233
-2% -$22.8K
VB icon
97
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$1.11M 0.3%
9,947
+499
+5% +$51.7K
AMJ
98
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.1M 0.3%
40,674
+3,271
+9% +$82.5K
XLF icon
99
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$1.06M 0.29%
53,878
-12,596
-19% -$240K
F icon
100
Ford
F
$55.7B
$1.05M 0.28%
77,931
-6,119
-7% -$77K
2 3
4
5 6

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Regal Investment Advisors held 295 positions worth $369M, down 4.3% from $386M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors withdrew a net $29.9M in Q1 2016, closing 59 positions and reducing 107 holdings. Its most notable exit was Surgical Care Affiliates, Inc., an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.2% of assets, down from 9% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regal Investment Advisors opened a new position in BorgWarner worth $3.84M.

  • Regal Investment Advisors's largest Q1 2016 buy was BorgWarner: 113,705 shares worth $3.84M.
  • Regal Investment Advisors added most to Vanguard Real Estate ETF in Q1 2016, an estimated $3.6M increase.
  • Regal Investment Advisors's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.39M.
  • Regal Investment Advisors fully exited Surgical Care Affiliates, Inc. in Q1 2016, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $369M portfolio in Q1 2016.
  • Regal Investment Advisors opened 30 new positions and closed 59 in Q1 2016.
  • Regal Investment Advisors's portfolio value fell 4.3% quarter-over-quarter to $369M.

Based on Regal Investment Advisors's 13F filing for Q1 2016, filed 16 May 2016.