We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
76
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$1.82M 0.47%
91,716
-4,321
-4% -$91.6K
PG icon
77
Procter & Gamble
PG
$339B
$1.8M 0.47%
25,080
+7,930
+46% +$595K
IGIB icon
78
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$1.79M 0.46%
32,938
+18,558
+129% +$1.01M
VWO icon
79
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$1.73M 0.45%
52,185
+14,700
+39% +$534K
NS
80
DELISTED
NuStar Energy L.P.
NS
$1.7M 0.44%
37,981
+2,572
+7% +$136K
MUB icon
81
iShares National Muni Bond ETF
MUB
$45.5B
$1.62M 0.42%
14,753
+1,654
+13% +$180K
IDV icon
82
iShares International Select Dividend ETF
IDV
$8.51B
$1.46M 0.38%
51,877
-3,531
-6% -$108K
FDN icon
83
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$1.45M 0.38%
21,963
-40
-0.2% -$2.78K
XOM icon
84
ExxonMobil
XOM
$634B
$1.45M 0.38%
19,437
+8,084
+71% +$623K
FV icon
85
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$1.39M 0.36%
63,329
+21,850
+53% +$526K
VTIP icon
86
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.35M 0.35%
27,879
-868
-3% -$42K
FXN icon
87
First Trust Energy AlphaDEX Fund
FXN
$368M
$1.3M 0.34%
90,532
-4,597
-5% -$76.4K
VO icon
88
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$1.3M 0.34%
44,576
-1,004
-2% -$31.3K
RLY icon
89
State Street Multi-Asset Real Return ETF
RLY
$1.28B
$1.26M 0.33%
55,559
-18
-0% -$434
PGF icon
90
Invesco Financial Preferred ETF
PGF
$674M
$1.26M 0.33%
68,805
-5,264
-7% -$96.2K
AMJ
91
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.25M 0.33%
41,318
-4,107
-9% -$148K
EMLP icon
92
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$1.25M 0.32%
57,060
+1,245
+2% +$29.8K
IFV icon
93
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$1.24M 0.32%
72,747
+34,832
+92% +$642K
SH icon
94
ProShares Short S&P500
SH
$897M
$1.24M 0.32%
6,892
+6,836
+12,207% +$1.18M
EMR icon
95
Emerson Electric
EMR
$88.3B
$1.23M 0.32%
27,881
+9,151
+49% +$450K
F icon
96
Ford
F
$55.7B
$1.23M 0.32%
90,497
+13,485
+18% +$193K
IYH icon
97
iShares US Healthcare ETF
IYH
$3.54B
$1.2M 0.31%
42,895
+1,870
+5% +$58.2K
ISHG icon
98
iShares 1-3 Year International Treasury Bond ETF
ISHG
$832M
$1.19M 0.31%
14,984
-406
-3% -$32.1K
HYG icon
99
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.08M 0.28%
13,038
+2,271
+21% +$197K
VB icon
100
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$1.07M 0.28%
9,945
-375
-4% -$43.9K
2 3
4
5 6

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.