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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKNG icon
76
Booking.com
BKNG
$156B
$1.64M 0.44%
36,050
+5,250
+17% +$237K
FXR icon
77
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$760M
$1.55M 0.41%
50,964
-8,665
-15% -$257K
VO icon
78
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$1.51M 0.4%
48,836
-2,508
-5% -$75.6K
ISHG icon
79
iShares 1-3 Year International Treasury Bond ETF
ISHG
$828M
$1.47M 0.39%
17,371
-764
-4% -$66.7K
XLB icon
80
State Street Materials Select Sector SPDR ETF
XLB
$8.55B
$1.41M 0.38%
57,826
+94
+0.2% +$2.27K
VUG icon
81
Vanguard Morningstar Growth ETF
VUG
$229B
$1.36M 0.36%
78,078
+25,470
+48% +$433K
UPL
82
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$1.35M 0.36%
102,491
+17,477
+21% +$352K
RLY icon
83
State Street Multi-Asset Real Return ETF
RLY
$1.27B
$1.34M 0.36%
+50,472
New +$1.39M
TGT icon
84
Target
TGT
$66.8B
$1.3M 0.35%
17,090
+2,252
+15% +$152K
PGF icon
85
Invesco Financial Preferred ETF
PGF
$672M
$1.29M 0.35%
70,670
-493
-0.7% -$8.94K
F icon
86
Ford
F
$55B
$1.27M 0.34%
81,847
+24,302
+42% +$358K
IYR icon
87
iShares US Real Estate ETF
IYR
$4.63B
$1.26M 0.34%
16,360
+1,601
+11% +$120K
MSFT icon
88
Microsoft
MSFT
$3.71T
$1.25M 0.34%
27,025
+5,741
+27% +$269K
VB icon
89
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$1.25M 0.34%
10,715
-679
-6% -$77.3K
JNK icon
90
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$1.23M 0.33%
10,656
+1,012
+10% +$120K
GCE
91
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$1.23M 0.33%
68,918
+1,982
+3% +$35.5K
FLOT icon
92
iShares Floating Rate Bond ETF
FLOT
$10.3B
$1.21M 0.32%
23,889
-1,374
-5% -$69.6K
FDN icon
93
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$1.2M 0.32%
19,490
-5,500
-22% -$331K
SCHD icon
94
Schwab US Dividend Equity ETF
SCHD
$105B
$1.19M 0.32%
89,571
+40,398
+82% +$529K
MOO icon
95
VanEck Agribusiness ETF
MOO
$974M
$1.18M 0.32%
22,430
+7,564
+51% +$403K
MUB icon
96
iShares National Muni Bond ETF
MUB
$45.3B
$1.17M 0.31%
10,571
+6,464
+157% +$710K
IYH icon
97
iShares US Healthcare ETF
IYH
$3.5B
$1.16M 0.31%
40,315
+3,620
+10% +$102K
CVY icon
98
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$1.14M 0.31%
50,865
+1,904
+4% +$44.7K
PSX icon
99
Phillips 66
PSX
$82B
$1.1M 0.29%
15,308
-607
-4% -$44.8K
IJH icon
100
iShares Core S&P Mid-Cap ETF
IJH
$125B
$1.05M 0.28%
36,135
+4,295
+13% +$121K
2 3
4
5 6

Similar funds

PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.