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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPAM icon
951
EPAM Systems
EPAM
$5.03B
– –
-807
Closed -$35K
EWP icon
952
iShares MSCI Spain ETF
EWP
$2.17B
– –
-4,557
Closed -$195K
EWT icon
953
iShares MSCI Taiwan ETF
EWT
$10.7B
– –
-7,969
Closed -$252K
FEM icon
954
First Trust Emerging Markets AlphaDEX Fund
FEM
$773M
– –
-800
Closed -$20K
GAIA icon
955
Gaia
GAIA
$48.4M
$0 ﹤0.01%
51
– –
GPRE icon
956
Green Plains
GPRE
$1.03B
– –
-645
Closed -$21K
HIMX
957
Himax Technologies
HIMX
$2.55B
– –
-800
Closed -$5K
IAG icon
958
IAMGOLD
IAG
$10.5B
$0 ﹤0.01%
120
-180
-60% -$664
BRSL
959
Brightstar Lottery PLC
BRSL
$2.03B
– –
-100
Closed -$2K
LULU icon
960
lululemon athletica
LULU
$14.6B
$0 ﹤0.01%
1,455
-404
-22% -$16.3K
MMT
961
Aberdeen Multi-Market Income Fund
MMT
$243M
$0 ﹤0.01%
+1
New +$7
MSI icon
962
Motorola Solutions
MSI
$77.4B
– –
-42
Closed -$3K
NDLS icon
963
Noodles & Co
NDLS
$107M
– –
-38
Closed -$10K
NWSA icon
964
News Corp Class A
NWSA
$15.4B
$0 ﹤0.01%
1
– –
OTEX icon
965
Open Text
OTEX
$6.04B
– –
-280
Closed -$7K
PBI icon
966
Pitney Bowes
PBI
$2.39B
– –
-1,400
Closed -$39K
PMF
967
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-300
Closed -$4K
POR icon
968
Portland General Electric
POR
$5.77B
– –
-375
Closed -$13K
PRFZ icon
969
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
– –
-580
Closed -$12K
PRGO icon
970
Perrigo
PRGO
$1.78B
– –
-10
Closed -$1K
PRTA icon
971
Prothena Corp
PRTA
$450M
– –
-3
Closed –
RDOG icon
972
ALPS REIT Dividend Dogs ETF
RDOG
$11.3M
– –
-5
Closed –
SONY icon
973
Sony
SONY
$138B
$0 ﹤0.01%
50
– –
SPG icon
974
Simon Property Group
SPG
$72.3B
– –
-15
Closed -$2K
SPTM icon
975
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14B
– –
-6,600
Closed -$163K
37 38
39
40 41

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.