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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDIV icon
951
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
– –
-10,725
Closed -$242K
TIMB icon
952
TIM SA
TIMB
$8.84B
$0 ﹤0.01%
5
-1
-17% -$25
TNA icon
953
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.45B
– –
-5,130
Closed -$161K
TROW icon
954
T. Rowe Price
TROW
$24.4B
– –
-12
Closed -$1K
TRP icon
955
TC Energy
TRP
$66.5B
– –
-187
Closed -$8K
TS icon
956
Tenaris
TS
$26.9B
– –
-301
Closed -$14K
TTE icon
957
TotalEnergies
TTE
$191B
– –
-1,837,079,730
Closed -$168K
UGI icon
958
UGI
UGI
$7.39B
– –
-26
Closed -$1K
UIS icon
959
Unisys
UIS
$215M
– –
-20
Closed -$1K
UWM icon
960
ProShares Ultra Russell2000
UWM
$248M
– –
-8,760
Closed -$160K
VCR icon
961
Vanguard Consumer Discretionary ETF
VCR
$6.33B
– –
-3,215
Closed -$318K
VIAV icon
962
Viavi Solutions
VIAV
$9.64B
– –
-440
Closed -$4K
VOE icon
963
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.1B
– –
-2,029
Closed -$149K
VPU
964
Vanguard Utilities ETF
VPU
$8.4B
– –
-2,781
Closed -$227K
VTOL icon
965
Bristow Group
VTOL
$1.35B
– –
-70
Closed -$4K
WERN icon
966
Werner Enterprises
WERN
$2.25B
– –
-3,600
Closed -$84K
WIP icon
967
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$474M
– –
-1,345
Closed -$80K
WOLF icon
968
Wolfspeed
WOLF
$1.66B
– –
-80
Closed -$5K
WTI icon
969
W&T Offshore
WTI
$528M
– –
-196
Closed -$3K
X
970
DELISTED
US Steel
X
– –
-9,528
Closed -$196K
XRX icon
971
Xerox
XRX
$427M
– –
-154
Closed -$4K
YINN icon
972
Direxion Daily FTSE China Bull 3X ETF
YINN
$744M
– –
-140
Closed -$84K
YORW icon
973
York Water
YORW
$515M
– –
-204
Closed -$4K
ZBRA icon
974
Zebra Technologies
ZBRA
$17.8B
– –
-60
Closed -$3K
CDMO
975
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$0 ﹤0.01%
14
– –
37 38
39
40 41

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.