We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TA
926
DELISTED
TravelCenters of America LLC
TA
– –
-105
Closed -$5K
LCI
927
DELISTED
Lannett Company, Inc.
LCI
– –
-38
Closed -$6K
RSX
928
DELISTED
VanEck Russia ETF
RSX
– –
-1,006
Closed -$15K
TWTR
929
DELISTED
Twitter, Inc.
TWTR
– –
-5,254
Closed -$141K
MN
930
DELISTED
MANNING & NAPIER, INC.
MN
– –
-230
Closed -$1K
AMPE
931
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
– –
0
– –
DRE
932
DELISTED
Duke Realty Corp.
DRE
– –
-75
Closed -$1K
MNDT
933
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-1,082
Closed -$34K
MIC
934
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-255
Closed -$19K
HNP
935
DELISTED
Huaneng Power Intl, Inc.
HNP
– –
-250
Closed -$10K
CDK
936
DELISTED
CDK Global, Inc.
CDK
– –
-533
Closed -$25K
APTS
937
DELISTED
Preferred Apartment Communities, Inc.
APTS
– –
-945
Closed -$10K
FOE
938
DELISTED
Ferro Corporation
FOE
– –
-405
Closed -$4K
DISCK
939
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-59
Closed -$1K
XLNX
940
DELISTED
Xilinx Inc
XLNX
– –
-3,304
Closed -$140K
RDS.A
941
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-16
Closed –
RDS.B
942
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-1,102
Closed -$52K
HBMD
943
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
– –
-1,230
Closed -$17K
MGLN
944
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-1
Closed –
KSU
945
DELISTED
Kansas City Southern
KSU
– –
-70
Closed -$6K
XONE
946
DELISTED
The ExOne Company
XONE
– –
-452
Closed -$3K
BPY
947
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-57
Closed -$1K
ALXN
948
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-210
Closed -$32K
CLGX
949
DELISTED
Corelogic, Inc.
CLGX
– –
-1,373
Closed -$51K
AT
950
DELISTED
Atlantic Power Corporation
AT
– –
-170
Closed –
36 37
38
39 40

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.