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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHH icon
926
Schwab US REIT ETF
SCHH
$11.4B
– –
-1,700
Closed -$27K
SCHM icon
927
Schwab US Mid-Cap ETF
SCHM
$15.1B
– –
-16,212
Closed -$173K
SCHX icon
928
Schwab US Large- Cap ETF
SCHX
$74.5B
– –
-28,536
Closed -$182K
SOL
929
DELISTED
Emeren Group
SOL
– –
-60
Closed -$1K
SONY icon
930
Sony
SONY
$138B
$0 ﹤0.01%
55
– –
SPIP icon
931
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
– –
-470
Closed -$13K
STWD icon
932
Starwood Property Trust
STWD
$6.09B
– –
-797
Closed -$16K
STZ icon
933
Constellation Brands
STZ
$23.2B
– –
-200
Closed -$10K
SWBI icon
934
Smith & Wesson
SWBI
$637M
– –
-260
Closed -$2K
TBT icon
935
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$312M
– –
-29
Closed -$2K
TEVA icon
936
Teva Pharmaceuticals
TEVA
$41.2B
– –
-51
Closed -$2K
TGT icon
937
Target
TGT
$68B
– –
-156
Closed -$11K
TIMB icon
938
TIM SA
TIMB
$8.8B
$0 ﹤0.01%
6
– –
TWO
939
Two Harbors Investment
TWO
$1.27B
– –
-32
Closed -$3K
UUP icon
940
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$0 ﹤0.01%
20
-800
-98% -$17.7K
VEU icon
941
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
– –
-190
Closed -$8K
VGT icon
942
Vanguard Information Technology ETF
VGT
$149B
– –
-232
Closed -$2K
VOT icon
943
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
– –
-259
Closed -$20K
WDC icon
944
Western Digital
WDC
$150B
– –
-66
Closed -$3K
WSM icon
945
Williams-Sonoma
WSM
$29.6B
– –
-930
Closed -$26K
XHB icon
946
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
– –
-63
Closed -$2K
CDMO
947
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$0 ﹤0.01%
+14
New +$139
USAP
948
DELISTED
Universal Stainless & Alloy
USAP
$0 ﹤0.01%
15
– –
ORAN
949
DELISTED
Orange
ORAN
$0 ﹤0.01%
13
-28
-68% -$293
MCBC
950
DELISTED
Macatawa Bank Corp
MCBC
– –
-112
Closed -$1K
36 37
38
39 40

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.