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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSS
901
DELISTED
Total System Services, Inc.
TSS
$2K ﹤0.01%
50
-40
-44% -$1.26K
NSU
902
DELISTED
Nevsun Resources Ltd.
NSU
$2K ﹤0.01%
500
-500
-50% -$1.94K
SSRI
903
DELISTED
Silver Standard Resources
SSRI
$2K ﹤0.01%
300
– –
DDC
904
DELISTED
Dominion Diamond Corporation
DDC
$2K ﹤0.01%
150
– –
POM
905
DELISTED
PEPCO HOLDINGS, INC.
POM
$2K ﹤0.01%
69
– –
AG icon
906
First Majestic Silver
AG
$8.99B
$1K ﹤0.01%
110
– –
AOM icon
907
iShares Core Moderate Allocation ETF
AOM
$1.77B
$1K ﹤0.01%
35
– –
CROX icon
908
Crocs
CROX
$6.62B
$1K ﹤0.01%
90
– –
AXIA
909
AXIA Energia
AXIA
$23.3B
$1K ﹤0.01%
566
– –
FRO icon
910
Frontline
FRO
$8.82B
$1K ﹤0.01%
152
– –
GPRO icon
911
GoPro
GPRO
$123M
$1K ﹤0.01%
+15
New +$767
KMT icon
912
Kennametal
KMT
$2.54B
$1K ﹤0.01%
20
– –
OLN icon
913
Olin
OLN
$2.16B
$1K ﹤0.01%
50
-150
-75% -$3.99K
PIE icon
914
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$250M
$1K ﹤0.01%
75
– –
RXI icon
915
iShares Global Consumer Discretionary ETF
RXI
$277M
$1K ﹤0.01%
10
– –
SBLK icon
916
Star Bulk Carriers
SBLK
$3.22B
$1K ﹤0.01%
23
– –
STM icon
917
STMicroelectronics
STM
$49.6B
$1K ﹤0.01%
133
+2
+2% +$17
STRA icon
918
Strategic Education
STRA
$1.9B
$1K ﹤0.01%
10
-25
-71% -$1.41K
TDC icon
919
Teradata
TDC
$2.56B
$1K ﹤0.01%
12
– –
TT icon
920
Trane Technologies
TT
$106B
$1K ﹤0.01%
20
– –
TUR icon
921
iShares MSCI Turkey ETF
TUR
$213M
$1K ﹤0.01%
20
-540
-96% -$29.8K
UWM icon
922
ProShares Ultra Russell2000
UWM
$248M
$1K ﹤0.01%
+44
New +$913
VIV icon
923
Telefônica Brasil
VIV
$19.2B
$1K ﹤0.01%
27
– –
ZBH icon
924
Zimmer Biomet
ZBH
$18.3B
$1K ﹤0.01%
12
– –
VRTV
925
DELISTED
VERITIV CORPORATION
VRTV
$1K ﹤0.01%
+22
New +$933
35 36
37
38 39

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.