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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWS icon
901
iShares MSCI Singapore ETF
EWS
$1.08B
– –
-631
Closed -$17K
EWT icon
902
iShares MSCI Taiwan ETF
EWT
$10.7B
– –
-1,659
Closed -$48K
GAIA icon
903
Gaia
GAIA
$48.4M
$0 ﹤0.01%
51
– –
GIS icon
904
General Mills
GIS
$19.7B
– –
-301
Closed -$15K
HCI icon
905
HCI Group
HCI
$2.41B
– –
-210
Closed -$11K
HE icon
906
Hawaiian Electric Industries
HE
$2.14B
– –
-434
Closed -$11K
IAK icon
907
iShares US Insurance ETF
IAK
$540M
– –
-35
Closed -$2K
IDCC icon
908
InterDigital
IDCC
$8.89B
– –
-64
Closed -$2K
IGSB icon
909
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
– –
-722
Closed -$38K
ILF icon
910
iShares Latin America 40 ETF
ILF
$3.76B
– –
-715
Closed -$26K
IRBT
911
DELISTED
iRobot
IRBT
– –
-20
Closed -$1K
IYT icon
912
iShares US Transportation ETF
IYT
$2.29B
– –
-620
Closed -$20K
KIE icon
913
State Street SPDR S&P Insurance ETF
KIE
$639M
– –
-2,763
Closed -$58K
KLIC icon
914
Kulicke & Soffa
KLIC
$4.78B
– –
-2,758
Closed -$37K
KSS icon
915
Kohl's
KSS
$2.19B
– –
-50
Closed -$3K
KT icon
916
KT
KT
$8.81B
– –
-509
Closed -$8K
LECO icon
917
Lincoln Electric
LECO
$15.4B
– –
-218
Closed -$16K
LHX icon
918
L3Harris
LHX
$53.4B
– –
-59
Closed -$4K
LOPE icon
919
Grand Canyon Education
LOPE
$3.98B
– –
-377
Closed -$16K
LULU icon
920
lululemon athletica
LULU
$14.6B
$0 ﹤0.01%
490
+170
+53% +$8.48K
MKTX icon
921
MarketAxess Holdings
MKTX
$5.72B
– –
-293
Closed -$20K
MMS icon
922
Maximus
MMS
$3.1B
– –
-477
Closed -$21K
MPC icon
923
Marathon Petroleum
MPC
$83.7B
– –
-266
Closed -$12K
MTZ icon
924
MasTec
MTZ
$21.9B
– –
-60
Closed -$2K
NOV icon
925
NOV
NOV
$7B
– –
-221
Closed -$16K
35 36
37
38 39

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.