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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOM icon
876
iShares Core Moderate Allocation ETF
AOM
$1.78B
$1K ﹤0.01%
35
– –
CLF icon
877
Cleveland-Cliffs
CLF
$6.99B
$1K ﹤0.01%
170
-60
-26% -$522
CROX icon
878
Crocs
CROX
$6.55B
$1K ﹤0.01%
90
– –
CSX icon
879
CSX Corp
CSX
$93.1B
$1K ﹤0.01%
60
-4,950
-99% -$58K
DNOW icon
880
DNOW Inc
DNOW
$3.02B
$1K ﹤0.01%
37
-111
-75% -$3.04K
AXIA
881
AXIA Energia
AXIA
$23.3B
$1K ﹤0.01%
566
– –
ENVA icon
882
Enova International
ENVA
$6.29B
$1K ﹤0.01%
+45
New +$1.02K
NTRS icon
883
Northern Trust
NTRS
$33.9B
$1K ﹤0.01%
16
-264
-94% -$17.6K
ONTO icon
884
Onto Innovation
ONTO
$15.3B
$1K ﹤0.01%
+55
New +$817
OTEX icon
885
Open Text
OTEX
$6.04B
$1K ﹤0.01%
+40
New +$1.14K
PIE icon
886
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$250M
$1K ﹤0.01%
75
– –
RXI icon
887
iShares Global Consumer Discretionary ETF
RXI
$278M
$1K ﹤0.01%
10
– –
SBLK icon
888
Star Bulk Carriers
SBLK
$3.22B
$1K ﹤0.01%
23
– –
STM icon
889
STMicroelectronics
STM
$50B
$1K ﹤0.01%
135
+2
+2% +$14
STRA icon
890
Strategic Education
STRA
$1.92B
$1K ﹤0.01%
10
– –
SVM
891
Silvercorp Metals
SVM
$2.53B
$1K ﹤0.01%
+572
New +$797
TDC icon
892
Teradata
TDC
$2.55B
$1K ﹤0.01%
12
– –
TT icon
893
Trane Technologies
TT
$106B
$1K ﹤0.01%
20
– –
UIS icon
894
Unisys
UIS
$217M
$1K ﹤0.01%
20
– –
WTRE icon
895
WisdomTree New Economy Real Estate Fund
WTRE
$15.8M
$1K ﹤0.01%
+50
New +$1.44K
XLE icon
896
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$1K ﹤0.01%
20
-1,980
-99% -$82.3K
ZBH icon
897
Zimmer Biomet
ZBH
$18.4B
$1K ﹤0.01%
12
– –
RDS.A
898
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1K ﹤0.01%
16
-1,468
-99% -$94.9K
BPY
899
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$1K ﹤0.01%
57
– –
AIG.WS
900
DELISTED
American International Group, Inc.
AIG.WS
$1K ﹤0.01%
26
– –
34 35
36
37 38

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.