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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPLA
876
DELISTED
Capella Education Company
CPLA
$1K ﹤0.01%
12
-19,589
-100% -$1.27M
CST
877
DELISTED
CST Brands, Inc.
CST
$1K ﹤0.01%
45
– –
YHOO
878
DELISTED
Yahoo Inc
YHOO
$1K ﹤0.01%
15
– –
LINE
879
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$1K ﹤0.01%
25
– –
ADT
880
DELISTED
ADT Corp
ADT
$1K ﹤0.01%
20
– –
CJES
881
DELISTED
C&J ENERGY SVCS LTD
CJES
$1K ﹤0.01%
33
-52,063
-100% -$1.28M
HSH
882
DELISTED
HILLSHIRE BRANDS CO
HSH
$1K ﹤0.01%
36
– –
NTP
883
DELISTED
Nam Tai Property Inc.
NTP
$1K ﹤0.01%
190
– –
LIME
884
DELISTED
LIME ENERGY CO.NEW COMMON STOCK
LIME
$1K ﹤0.01%
+357
New +$1.2K
AMX icon
885
America Movil
AMX
$71.2B
– –
-30
Closed -$1K
ASML icon
886
ASML
ASML
$669B
– –
-351
Closed -$33K
AX icon
887
Axos Financial
AX
$5.68B
– –
-376
Closed -$7K
BWZ icon
888
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$270M
– –
-51
Closed -$2K
CIM
889
Chimera Investment
CIM
$1B
$0 ﹤0.01%
4
– –
CLB icon
890
Core Laboratories
CLB
$521M
– –
-270
Closed -$52K
CMRE icon
891
Costamare
CMRE
$1.77B
– –
-100
Closed -$2K
CPRI icon
892
Capri Holdings
CPRI
$1.74B
– –
-457
Closed -$37K
DHC
893
Diversified Healthcare Trust
DHC
$2.14B
– –
-915
Closed -$20K
DLB icon
894
Dolby
DLB
$5.79B
– –
-90
Closed -$3K
DRI icon
895
Darden Restaurants
DRI
$24.4B
– –
-392
Closed -$19K
DRV icon
896
Direxion Daily Real Estate Bear 3X ETF
DRV
$25.7M
– –
0
– –
EA
897
DELISTED
Electronic Arts
EA
$0 ﹤0.01%
2
– –
EDU icon
898
New Oriental
EDU
$8.98B
– –
-398
Closed -$13K
EGY icon
899
Vaalco Energy
EGY
$594M
– –
-500
Closed -$3K
EMLC icon
900
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
– –
-174
Closed -$8K
34 35
36
37 38

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.