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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXO icon
876
First Trust Financials AlphaDEX Fund
FXO
$1.15B
– –
-3,876
Closed -$77K
FXR icon
877
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
– –
-8,871
Closed -$222K
FXU icon
878
First Trust Utilities AlphaDEX Fund
FXU
$828M
– –
-3,613
Closed -$72K
FXZ icon
879
First Trust Materials AlphaDEX Fund
FXZ
$397M
– –
-4,758
Closed -$138K
GAIA icon
880
Gaia
GAIA
$48.6M
$0 ﹤0.01%
51
-1
-2% -$6
GAM
881
General American Investors Company
GAM
$1.61B
$0 ﹤0.01%
1
– –
GCC icon
882
WisdomTree Enhanced Commodity Strategy Fund
GCC
$274M
– –
-535
Closed -$14K
GEL icon
883
Genesis Energy
GEL
$1.88B
– –
-80
Closed -$4K
GUT
884
Gabelli Utility Trust
GUT
$564M
– –
-3,488
Closed -$22K
GWW icon
885
W.W. Grainger
GWW
$60.4B
– –
-30
Closed -$8K
HBAN icon
886
Huntington Bancshares
HBAN
$35.4B
– –
-7,390
Closed -$61K
HII icon
887
Huntington Ingalls Industries
HII
$12.7B
$0 ﹤0.01%
5
– –
HIO
888
Western Asset High Income Opportunity Fund
HIO
$339M
– –
-2,400
Closed -$14K
HSY icon
889
Hershey
HSY
$36.8B
– –
-173
Closed -$16K
ILCV icon
890
iShares Morningstar Value ETF
ILCV
$1.35B
– –
-2,002
Closed -$73K
INCY icon
891
Incyte
INCY
$24.4B
– –
-35
Closed -$1K
INFY icon
892
Infosys
INFY
$50.7B
– –
-1,160
Closed -$7K
IQV icon
893
IQVIA
IQV
$38.8B
– –
-200
Closed -$9K
ISCG icon
894
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.01B
– –
-930
Closed -$19K
ISCV icon
895
iShares Morningstar Small-Cap Value ETF
ISCV
$707M
– –
-525
Closed -$19K
IWC icon
896
iShares Micro-Cap ETF
IWC
$1.52B
– –
-746
Closed -$51K
IWS icon
897
iShares Russell Mid-Cap Value ETF
IWS
$16B
– –
-4,269
Closed -$260K
JWN
898
DELISTED
Nordstrom
JWN
– –
-400
Closed -$22K
L icon
899
Loews
L
$23.6B
– –
-200
Closed -$9K
LULU icon
900
lululemon athletica
LULU
$14.4B
$0 ﹤0.01%
320
-446
-58% -$30.6K
34 35
36
37 38

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.