RIA

Regal Investment Advisors Portfolio holdings

AUM $1.33B
1-Year Return 14.14%
This Quarter Return
+5.19%
1 Year Return
+14.14%
3 Year Return
+50.89%
5 Year Return
+76.19%
10 Year Return
+154.28%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.9M
Cap. Flow %
-11.04%
Top 10 Hldgs %
14.72%
Holding
1,030
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$2.46M
2
ISHG icon
iShares International Treasury Bond ETF
ISHG
$1.94M
3
SJNK icon
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$1.92M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
$1.84M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$1.61M

Top Sells

1
IWM icon
iShares Russell 2000 ETF
IWM
$5.26M
2
SSO icon
ProShares Ultra S&P500
SSO
$4.93M
3
UWM icon
ProShares Ultra Russell2000
UWM
$4.87M
4
MVV icon
ProShares Ultra MidCap400
MVV
$4.57M
5
DDM icon
ProShares Ultra Dow30
DDM
$4.35M

Sector Composition

1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EROC
876
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
– –
-250
Closed -$2K
WLT
877
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$0 ﹤0.01%
2
-10
-83% –
RKT
878
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$0 ﹤0.01%
2
– –
DPD
879
DELISTED
DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
– –
0
– –
OIBR.C
880
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
– –
0
– –
KOG
881
DELISTED
KODIAK OIL & GAS CORP
KOG
$0 ﹤0.01%
25
– –
CSP
882
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
$0 ﹤0.01%
8
– –
FBMI
883
DELISTED
FIRSTBANK CORP (MICH)
FBMI
– –
-350
Closed -$5K
LSI
884
DELISTED
LSI CORPORATION
LSI
$0 ﹤0.01%
12
-21
-64% –
AH
885
DELISTED
ACCRETIVE HEALTH, INC COMMON STOCK
AH
– –
-89
Closed -$1K
ANEN
886
DELISTED
ANAREN INC
ANEN
– –
-16
Closed –
ARB
887
DELISTED
ARBITRON INC (NEW)
ARB
– –
-1,060
Closed -$49K
CNH
888
DELISTED
CNH GLOBAL N.V. (NEW)
CNH
– –
-241
Closed -$10K
MBND
889
DELISTED
MULTIBAND CORP NEW COM (MN)
MBND
– –
-200
Closed -$1K
QTWW
890
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$0 ﹤0.01%
4
– –
TRLG
891
DELISTED
TRUE RELIGION APPAREL INC
TRLG
– –
-390
Closed -$12K
SATC
892
DELISTED
SATCON TECHNOLOGY CORP COM NEW
SATC
$0 ﹤0.01%
63
– –
EGLE
893
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
0
– –
STEC
894
DELISTED
STEC INC COM STK
STEC
– –
-214
Closed -$1K
VCF
895
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
– –
0
– –
VNR
896
DELISTED
Vanguard Natural Resources, LLC
VNR
– –
-101
Closed -$3K
KKD
897
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$0 ﹤0.01%
25
– –
LNCO
898
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
– –
-408
Closed -$15K
FU
899
DELISTED
FAB UNIVERSAL CORP COM
FU
– –
-901
Closed -$3K
CB
900
DELISTED
CHUBB CORPORATION
CB
– –
0
– –
34 35
36
37 38