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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAX icon
876
Baxter International
BAX
$14.2B
– –
-61
Closed -$2K
BBN icon
877
BlackRock Taxable Municipal Bond Trust
BBN
$986M
– –
-400
Closed -$8K
BUD icon
878
AB InBev
BUD
$165B
$0 ﹤0.01%
5
– –
CASS icon
879
Cass Information Systems
CASS
$743M
– –
-147
Closed -$5K
CHKP icon
880
Check Point Software Technologies
CHKP
$13.1B
– –
-500
Closed -$25K
CIM
881
Chimera Investment
CIM
$1B
$0 ﹤0.01%
4
– –
CMG icon
882
Chipotle Mexican Grill
CMG
$41.5B
– –
-800
Closed -$6K
DBI icon
883
Designer Brands
DBI
$333M
– –
-438
Closed -$16K
DDM icon
884
ProShares Ultra Dow30
DDM
$545M
– –
-567,312
Closed -$4.35M
DMRC icon
885
Digimarc Corp
DMRC
$178M
$0 ﹤0.01%
21
– –
DON icon
886
WisdomTree US MidCap Dividend Fund
DON
$4.09B
– –
-1,743
Closed -$38K
EA
887
DELISTED
Electronic Arts
EA
$0 ﹤0.01%
2
– –
EGO icon
888
Eldorado Gold
EGO
$9.89B
$0 ﹤0.01%
12
– –
EHC icon
889
Encompass Health
EHC
$12.4B
– –
-58
Closed -$1K
ELV icon
890
Elevance Health
ELV
$85.5B
– –
-15
Closed -$1K
EMLC icon
891
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
– –
-277
Closed -$13K
EQR icon
892
Equity Residential
EQR
$25.1B
– –
-105
Closed -$6K
EWG icon
893
iShares MSCI Germany ETF
EWG
$1.62B
– –
-1,083
Closed -$27K
EXK
894
Endeavour Silver
EXK
$2.83B
– –
-30
Closed –
FXN icon
895
First Trust Energy AlphaDEX Fund
FXN
$368M
– –
-7,778
Closed -$168K
GAIA icon
896
Gaia
GAIA
$48.4M
$0 ﹤0.01%
52
– –
GAM
897
General American Investors Company
GAM
$1.61B
$0 ﹤0.01%
1
– –
GIS icon
898
General Mills
GIS
$19.7B
– –
-256
Closed -$12K
GLTR icon
899
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.67B
– –
-70
Closed -$5K
GNTX icon
900
Gentex
GNTX
$5.07B
– –
-17,484
Closed -$202K
34 35
36
37 38

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.