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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAW icon
851
Vanguard Materials ETF
VAW
$3.13B
– –
-1,330
Closed -$116K
VBK icon
852
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
– –
-645
Closed -$75K
VBR icon
853
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
– –
-637
Closed -$61K
VC icon
854
Visteon
VC
$2.78B
– –
-1
Closed –
VCIT icon
855
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
– –
-1,296
Closed -$110K
VCR icon
856
Vanguard Consumer Discretionary ETF
VCR
$6.33B
– –
-104
Closed -$12K
VCSH icon
857
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
– –
-2,081
Closed -$165K
VDC icon
858
Vanguard Consumer Staples ETF
VDC
$7.99B
– –
-1,096
Closed -$132K
VDE icon
859
Vanguard Energy ETF
VDE
$9.74B
– –
-425
Closed -$36K
VEU icon
860
Vanguard FTSE All-World ex-US ETF
VEU
$68.5B
– –
-68
Closed -$2K
VGIT icon
861
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
– –
-204
Closed -$13K
VGK icon
862
Vanguard FTSE Europe ETF
VGK
$31.4B
– –
-777
Closed -$38K
VGM icon
863
Invesco Trust Investment Grade Municipals
VGM
$564M
– –
-1,300
Closed -$16K
VGSH icon
864
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
-3,537
Closed -$216K
VIAV icon
865
Viavi Solutions
VIAV
$9.66B
– –
-256
Closed -$1K
VKQ icon
866
Invesco Municipal Trust
VKQ
$551M
– –
-6,223
Closed -$76K
VLO icon
867
Valero Energy
VLO
$85.9B
– –
-98
Closed -$5K
VNO icon
868
Vornado Realty Trust
VNO
$7.38B
– –
-383
Closed -$28K
VOD icon
869
Vodafone
VOD
$37.4B
– –
-1,582
Closed -$50K
VOOG icon
870
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
– –
-3,192
Closed -$51K
VPL icon
871
Vanguard FTSE Pacific ETF
VPL
$8.43B
– –
-441
Closed -$23K
VPU
872
Vanguard Utilities ETF
VPU
$8.36B
– –
-972
Closed -$90K
VSAT icon
873
Viasat
VSAT
$11.1B
– –
-32
Closed -$2K
VTRS icon
874
Viatris
VTRS
$18.9B
– –
-2,500
Closed -$100K
VV icon
875
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
– –
-1,353
Closed -$119K
33 34
35
36 37

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.