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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TURN
826
DELISTED
180 Degree Capital
TURN
– –
-33
Closed –
TV icon
827
Televisa
TV
$1.49B
– –
-5,045
Closed -$131K
TWM icon
828
ProShares UltraShort Russell2000
TWM
$41.3M
– –
-3
Closed -$2K
TXN icon
829
Texas Instruments
TXN
$261B
– –
-115
Closed -$5K
TXT icon
830
Textron
TXT
$15.4B
– –
-477
Closed -$17K
TYG
831
Tortoise Energy Infrastructure Corp
TYG
$1.08B
– –
-8
Closed –
TYL icon
832
Tyler Technologies
TYL
$12.8B
– –
-596
Closed -$88K
UCO icon
833
ProShares Ultra Bloomberg Crude Oil
UCO
$386M
– –
-30
Closed -$8K
UDN icon
834
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
– –
-168
Closed -$3K
UE icon
835
Urban Edge Properties
UE
$2.73B
– –
-155
Closed -$3K
UFPI icon
836
UFP Industries
UFPI
$5.19B
– –
-900
Closed -$17K
UGI icon
837
UGI
UGI
$7.33B
– –
-300
Closed -$10K
UIS icon
838
Unisys
UIS
$217M
– –
-10
Closed –
UL icon
839
Unilever
UL
$136B
– –
-3,386
Closed -$155K
UNG icon
840
United States Natural Gas Fund
UNG
$455M
– –
-8
Closed -$1K
UNIT
841
Uniti Group
UNIT
$2.32B
– –
-1,126
Closed -$20K
UNP icon
842
Union Pacific
UNP
$174B
– –
-325
Closed -$28K
UPS icon
843
United Parcel Service
UPS
$88.9B
– –
-150
Closed -$14K
URBN icon
844
Urban Outfitters
URBN
$6.59B
– –
-363
Closed -$10K
USA icon
845
Liberty All-Star Equity Fund
USA
$1.85B
– –
-5,348
Closed -$27K
USB icon
846
US Bancorp
USB
$99.6B
– –
-51
Closed -$2K
USO icon
847
United States Oil Fund
USO
$1.84B
– –
-1,218
Closed -$143K
UYG icon
848
ProShares Ultra Financials
UYG
$847M
– –
-210
Closed -$4K
V icon
849
Visa
V
$677B
– –
-101
Closed -$7K
VALE icon
850
Vale
VALE
$62.6B
– –
-2,460
Closed -$10K
32 33
34
35 36

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.