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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBLK icon
826
Star Bulk Carriers
SBLK
$3.22B
$2K ﹤0.01%
23
– –
SFL icon
827
SFL Corp
SFL
$1.61B
$2K ﹤0.01%
120
– –
SMFG icon
828
Sumitomo Mitsui Financial
SMFG
$164B
$2K ﹤0.01%
205
– –
SPG icon
829
Simon Property Group
SPG
$72.3B
$2K ﹤0.01%
16
– –
SRI icon
830
Stoneridge
SRI
$213M
$2K ﹤0.01%
+200
New +$2.25K
TU icon
831
Telus
TU
$15.3B
$2K ﹤0.01%
80
-414
-84% -$7.14K
SPPI
832
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$2K ﹤0.01%
200
– –
RJA
833
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$2K ﹤0.01%
+208
New +$1.73K
TOO
834
DELISTED
Teekay Offshore Partners L.P.
TOO
$2K ﹤0.01%
68
– –
HGT
835
DELISTED
Hugoton Royalty Trust
HGT
$2K ﹤0.01%
200
– –
LVLT
836
DELISTED
Level 3 Communications Inc
LVLT
$2K ﹤0.01%
51
+47
+1,175% +$1.69K
PNRA
837
DELISTED
Panera Bread Co
PNRA
$2K ﹤0.01%
10
– –
CSH
838
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
$2K ﹤0.01%
110
+84
+323% +$1.49K
BBEP
839
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$2K ﹤0.01%
115
– –
RVLT
840
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$2K ﹤0.01%
+50
New +$1.65K
RGP
841
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$2K ﹤0.01%
+70
New +$1.87K
TYC
842
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$2K ﹤0.01%
39
– –
PDLI
843
DELISTED
PDL BioPharma, Inc.
PDLI
$2K ﹤0.01%
+200
New +$1.71K
JRO
844
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$2K ﹤0.01%
169
– –
SPLS
845
DELISTED
Staples Inc
SPLS
$2K ﹤0.01%
164
-910
-85% -$11.9K
WRES
846
DELISTED
WARREN RESOURCES INC
WRES
$2K ﹤0.01%
409
– –
DDC
847
DELISTED
Dominion Diamond Corporation
DDC
$2K ﹤0.01%
150
+25
+20% +$353
AG icon
848
First Majestic Silver
AG
$9.07B
$1K ﹤0.01%
110
-110
-50% -$1.2K
AOM icon
849
iShares Core Moderate Allocation ETF
AOM
$1.78B
$1K ﹤0.01%
+35
New +$1.2K
CG icon
850
Carlyle Group
CG
$17.2B
$1K ﹤0.01%
35
– –
32 33
34
35 36

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.