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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWK icon
801
Stanley Black & Decker
SWK
$15.7B
– –
-100
Closed -$9K
SWKS icon
802
Skyworks Solutions
SWKS
$10.6B
– –
-35
Closed -$2K
SYK icon
803
Stryker
SYK
$130B
– –
-1,066
Closed -$100K
TBF icon
804
ProShares Short 20+ Year Treasury ETF
TBF
$104M
– –
-86
Closed -$2K
TBT icon
805
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$312M
– –
-229
Closed -$9K
TD icon
806
Toronto Dominion Bank
TD
$200B
– –
-4,854
Closed -$191K
TDC icon
807
Teradata
TDC
$2.55B
– –
-12
Closed –
TECK icon
808
Teck Resources
TECK
$32.6B
– –
-1,465
Closed -$7K
TEF
809
DELISTED
Telefonica
TEF
– –
-485
Closed -$4K
TEL icon
810
TE Connectivity
TEL
$62.6B
– –
-56
Closed -$3K
THG icon
811
Hanover Insurance
THG
$7.98B
– –
-406
Closed -$31K
TIMB icon
812
TIM SA
TIMB
$8.8B
– –
-5
Closed –
TJX icon
813
TJX Companies
TJX
$178B
– –
-1,500
Closed -$53K
TMO icon
814
Thermo Fisher Scientific
TMO
$220B
– –
-320
Closed -$39K
TNK icon
815
Teekay Tankers
TNK
$2.68B
– –
-75
Closed -$4K
TOL icon
816
Toll Brothers
TOL
$14.5B
– –
-250
Closed -$8K
TPR icon
817
Tapestry
TPR
$32.8B
– –
-650
Closed -$18K
TRIP icon
818
TripAdvisor
TRIP
$1.26B
– –
-50
Closed -$3K
TRN icon
819
Trinity Industries
TRN
$2.38B
– –
-139
Closed -$2K
TRV icon
820
Travelers Companies
TRV
$80.2B
– –
-312
Closed -$31K
TSLA icon
821
Tesla
TSLA
$1.3T
– –
-4,545
Closed -$75K
TSM icon
822
TSMC
TSM
$2.18T
– –
-100
Closed -$2K
TT icon
823
Trane Technologies
TT
$106B
– –
-62
Closed -$3K
TTE icon
824
TotalEnergies
TTE
$190B
– –
-187,316,832
Closed -$13K
TUR icon
825
iShares MSCI Turkey ETF
TUR
$213M
– –
-20
Closed –
31 32
33
34 35

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.