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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIN icon
801
Dine Brands
DIN
$452M
$3K ﹤0.01%
+27
New +$2.5K
DVN icon
802
Devon Energy
DVN
$47.3B
$3K ﹤0.01%
56
-75
-57% -$4.55K
EGO icon
803
Eldorado Gold
EGO
$9.89B
$3K ﹤0.01%
100
– –
EMQQ icon
804
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$278M
$3K ﹤0.01%
+135
New +$3.25K
GS icon
805
Goldman Sachs
GS
$303B
$3K ﹤0.01%
14
– –
HCSG icon
806
Healthcare Services Group
HCSG
$1.53B
$3K ﹤0.01%
+100
New +$2.96K
HPQ icon
807
HP
HPQ
$27.5B
$3K ﹤0.01%
+148
New +$2.48K
IFGL icon
808
iShares International Developed Real Estate ETF
IFGL
$83.2M
$3K ﹤0.01%
100
– –
IMAX icon
809
IMAX
IMAX
$2.66B
$3K ﹤0.01%
100
– –
K
810
DELISTED
Kellanova
K
$3K ﹤0.01%
53
-75
-59% -$4.5K
KEY icon
811
KeyCorp
KEY
$24.4B
$3K ﹤0.01%
+200
New +$2.66K
KMT icon
812
Kennametal
KMT
$2.52B
$3K ﹤0.01%
85
+65
+325% +$2.48K
KRG icon
813
Kite Realty
KRG
$5.36B
$3K ﹤0.01%
101
-3,598
-97% -$95.2K
MDIV icon
814
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$3K ﹤0.01%
+119
New +$2.56K
MNKD icon
815
MannKind Corp
MNKD
$1.32B
$3K ﹤0.01%
113
– –
NCMI icon
816
National CineMedia
NCMI
$378M
$3K ﹤0.01%
+21
New +$3.01K
PFI icon
817
Invesco Dorsey Wright Financial Momentum ETF
PFI
$59M
$3K ﹤0.01%
100
– –
PRLB icon
818
Protolabs
PRLB
$2.13B
$3K ﹤0.01%
39
– –
RCI icon
819
Rogers Communications
RCI
$18.6B
$3K ﹤0.01%
79
+3
+4% +$116
RITM icon
820
Rithm Capital
RITM
$5.69B
$3K ﹤0.01%
200
-32
-14% -$404
SA
821
Seabridge Gold
SA
$3.35B
$3K ﹤0.01%
+355
New +$2.67K
SBGI icon
822
Sinclair Inc
SBGI
$1.03B
$3K ﹤0.01%
100
-237
-70% -$6.46K
SCHB icon
823
Schwab US Broad Market ETF
SCHB
$44.9B
$3K ﹤0.01%
+330
New +$2.67K
SLF icon
824
Sun Life Financial
SLF
$45.4B
$3K ﹤0.01%
77
-233
-75% -$8.33K
TEL icon
825
TE Connectivity
TEL
$62.6B
$3K ﹤0.01%
42
– –
31 32
33
34 35

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.