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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OVV icon
776
Ovintiv
OVV
$16.4B
$4K ﹤0.01%
60
+32
+114% +$2.72K
REMX icon
777
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.24B
$4K ﹤0.01%
48
– –
SDIV icon
778
Global X SuperDividend ETF
SDIV
$1.21B
$4K ﹤0.01%
+57
New +$4.04K
TD icon
779
Toronto Dominion Bank
TD
$200B
$4K ﹤0.01%
80
-177
-69% -$8.54K
TRIP icon
780
TripAdvisor
TRIP
$1.26B
$4K ﹤0.01%
50
– –
UDN icon
781
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$4K ﹤0.01%
168
– –
VIAV icon
782
Viavi Solutions
VIAV
$9.66B
$4K ﹤0.01%
450
– –
VIVS
783
VivoSim Labs
VIVS
$1.64M
$4K ﹤0.01%
2
– –
DNKN
784
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$4K ﹤0.01%
100
– –
PAY
785
DELISTED
Verifone Systems Inc
PAY
$4K ﹤0.01%
120
– –
RPXC
786
DELISTED
RPX Corporation
RPXC
$4K ﹤0.01%
303
– –
STR
787
DELISTED
QUESTAR CORP
STR
$4K ﹤0.01%
160
– –
RCAP
788
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$4K ﹤0.01%
+300
New +$4.27K
UIL
789
DELISTED
UIL HOLDINGS
UIL
$4K ﹤0.01%
82
+1
+1% +$41
KRFT
790
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$4K ﹤0.01%
56
-1
-2% -$59
RGP
791
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$4K ﹤0.01%
170
+100
+143% +$2.83K
SWY
792
DELISTED
SAFEWAY INC
SWY
$4K ﹤0.01%
115
+1
+0.9% +$35
REGI
793
DELISTED
Renewable Energy Group, Inc.
REGI
$4K ﹤0.01%
+400
New +$3.99K
FTR
794
DELISTED
Frontier Communications Corp.
FTR
$4K ﹤0.01%
43
-4
-9% -$392
ADSK icon
795
Autodesk
ADSK
$52.6B
$3K ﹤0.01%
50
– –
BSX icon
796
Boston Scientific
BSX
$71.5B
$3K ﹤0.01%
245
– –
CIG icon
797
CEMIG Preferred Shares
CIG
$6.01B
$3K ﹤0.01%
+1,373
New +$3.89K
CPT icon
798
Camden Property Trust
CPT
$11.3B
$3K ﹤0.01%
+45
New +$3.33K
CSD icon
799
Invesco S&P Spin-Off ETF
CSD
$228M
$3K ﹤0.01%
61
-2
-3% -$90
DGS icon
800
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$3K ﹤0.01%
+60
New +$2.67K
30 31
32
33 34

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.