We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWR icon
751
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
– –
-208
Closed -$17K
RXI icon
752
iShares Global Consumer Discretionary ETF
RXI
$278M
– –
-10
Closed –
RWX icon
753
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
– –
-247
Closed -$9K
RXL icon
754
ProShares Ultra Health Care
RXL
$87.2M
– –
-160
Closed -$2K
SAN icon
755
Banco Santander
SAN
$210B
– –
-2,124
Closed -$10K
ECHO
756
EchoStar
ECHO
$26.2B
– –
-987
Closed -$34K
SBIO icon
757
ALPS Medical Breakthroughs ETF
SBIO
$215M
– –
-185
Closed -$5K
SBLK icon
758
Star Bulk Carriers
SBLK
$3.22B
– –
-23
Closed –
SBUX icon
759
Starbucks
SBUX
$120B
– –
-2,773
Closed -$157K
SCCO icon
760
Southern Copper
SCCO
$166B
– –
-453
Closed -$11K
SCHA icon
761
Schwab U.S Small- Cap ETF
SCHA
$23.1B
– –
-492
Closed -$6K
SCHB icon
762
Schwab US Broad Market ETF
SCHB
$44.9B
– –
-330
Closed -$2K
SCHF icon
763
Schwab International Equity ETF
SCHF
$68.7B
– –
-1,036
Closed -$14K
SCHH icon
764
Schwab US REIT ETF
SCHH
$11.4B
– –
-248
Closed -$4K
SCHX icon
765
Schwab US Large- Cap ETF
SCHX
$74.5B
– –
-1,200
Closed -$9K
SDEM icon
766
Global X MSCI SuperDividend Emerging Markets ETF
SDEM
$44.7M
– –
-128
Closed -$5K
SDIV icon
767
Global X SuperDividend ETF
SDIV
$1.21B
– –
-1,433
Closed -$84K
SDOG icon
768
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
– –
-57
Closed -$1K
SEE
769
DELISTED
Sealed Air
SEE
– –
-148
Closed -$6K
SEIC icon
770
SEI Investments
SEIC
$12.6B
– –
-517
Closed -$24K
SFL icon
771
SFL Corp
SFL
$1.61B
– –
-111
Closed -$1K
SFM icon
772
Sprouts Farmers Market
SFM
$8.01B
– –
-50
Closed -$1K
SGDM icon
773
Sprott Gold Miners ETF
SGDM
$662M
– –
-571
Closed -$7K
SH icon
774
ProShares Short S&P500
SH
$897M
– –
-6,892
Closed -$1.24M
SHV icon
775
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
– –
-137
Closed -$15K
29 30
31
32 33

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.