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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPNT
751
DELISTED
LifePoint Health, Inc.
LPNT
$8K ﹤0.01%
+125
New +$10.1K
ASX icon
752
ASE Group
ASX
$82.2B
$7K ﹤0.01%
+1,397
New +$7.68K
BOH icon
753
Bank of Hawaii
BOH
$3.13B
$7K ﹤0.01%
120
– –
CMG icon
754
Chipotle Mexican Grill
CMG
$41.5B
$7K ﹤0.01%
500
– –
EW icon
755
Edwards Lifesciences
EW
$51.7B
$7K ﹤0.01%
300
– –
FWRD icon
756
Forward Air
FWRD
$654M
$7K ﹤0.01%
180
– –
GXC icon
757
State Street SPDR S&P China ETF
GXC
$482M
$7K ﹤0.01%
114
– –
IEP icon
758
Icahn Enterprises
IEP
$5.3B
$7K ﹤0.01%
110
– –
KBWY icon
759
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$310M
$7K ﹤0.01%
250
– –
MDLZ icon
760
Mondelez International
MDLZ
$79.9B
$7K ﹤0.01%
172
– –
MFC icon
761
Manulife Financial
MFC
$73.5B
$7K ﹤0.01%
494
– –
MGC icon
762
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$7K ﹤0.01%
109
-561
-84% -$38.8K
PBE icon
763
Invesco Biotechnology & Genome ETF
PBE
$292M
$7K ﹤0.01%
+166
New +$9.28K
PSP icon
764
Invesco Global Listed Private Equity ETF
PSP
$246M
$7K ﹤0.01%
140
-1,850
-93% -$104K
SGDM icon
765
Sprott Gold Miners ETF
SGDM
$662M
$7K ﹤0.01%
+571
New +$7.59K
TECK icon
766
Teck Resources
TECK
$32.6B
$7K ﹤0.01%
1,465
-591
-29% -$4.19K
V icon
767
Visa
V
$677B
$7K ﹤0.01%
101
+1
+1% +$71
AGN
768
DELISTED
Allergan plc
AGN
$7K ﹤0.01%
+28
New +$8.6K
CPL
769
DELISTED
CPFL Energia S.A.
CPL
$7K ﹤0.01%
981
-677
-41% -$6.5K
DATA
770
DELISTED
Tableau Software, Inc.
DATA
$7K ﹤0.01%
100
– –
AWH
771
DELISTED
Allied World Assurance Co Hld Lt
AWH
$7K ﹤0.01%
208
+26
+14% +$1.08K
TAT
772
DELISTED
TransAtlantic Petroleum LTD.
TAT
$7K ﹤0.01%
3,000
– –
DDC
773
DELISTED
Dominion Diamond Corporation
DDC
$7K ﹤0.01%
719
-13,803
-95% -$167K
AMBA icon
774
Ambarella
AMBA
$3.81B
$6K ﹤0.01%
+105
New +$9.91K
BMRN icon
775
BioMarin Pharmaceuticals
BMRN
$12.4B
$6K ﹤0.01%
+62
New +$8.28K
29 30
31
32 33

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.