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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RHI icon
751
Robert Half
RHI
$4.37B
$7K ﹤0.01%
135
– –
RYAM icon
752
Rayonier Advanced Materials
RYAM
$610M
$7K ﹤0.01%
+200
New +$7.02K
VVR icon
753
Invesco Senior Income Trust
VVR
$454M
$7K ﹤0.01%
1,372
– –
XOP icon
754
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$7K ﹤0.01%
25
– –
CNH
755
CNH Industrial
CNH
$17.5B
$7K ﹤0.01%
1,084
– –
NTUS
756
DELISTED
Natus Medical Inc
NTUS
$7K ﹤0.01%
221
-44
-17% -$1.21K
BDR
757
DELISTED
Blonder Tongue Laboratories Inc
BDR
$7K ﹤0.01%
+5,000
New +$6.38K
GMLP
758
DELISTED
Golar LNG Partners LP
GMLP
$7K ﹤0.01%
+200
New +$7.25K
ZAGG
759
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$7K ﹤0.01%
1,310
– –
DATA
760
DELISTED
Tableau Software, Inc.
DATA
$7K ﹤0.01%
100
– –
GM.WS.A
761
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$7K ﹤0.01%
294
– –
IRC
762
DELISTED
INLAND REAL ESTATE CORP
IRC
$7K ﹤0.01%
750
– –
LPNT
763
DELISTED
LifePoint Health, Inc.
LPNT
$7K ﹤0.01%
100
– –
STMP
764
DELISTED
Stamps.com, Inc.
STMP
$7K ﹤0.01%
220
– –
VXX
765
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$7K ﹤0.01%
13
– –
AIG icon
766
American International
AIG
$41.8B
$6K ﹤0.01%
114
-80
-41% -$4.37K
AWK icon
767
American Water Works
AWK
$26.9B
$6K ﹤0.01%
127
-2
-2% -$98
CENX icon
768
Century Aluminum
CENX
$5.07B
$6K ﹤0.01%
+230
New +$5.07K
DBEM icon
769
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$108M
$6K ﹤0.01%
255
– –
DLS icon
770
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$6K ﹤0.01%
100
– –
GAIN icon
771
Gladstone Investment Corp
GAIN
$661M
$6K ﹤0.01%
800
– –
MPC icon
772
Marathon Petroleum
MPC
$83.7B
$6K ﹤0.01%
146
+76
+109% +$3.23K
NTGR icon
773
NETGEAR
NTGR
$635M
$6K ﹤0.01%
200
– –
PUI icon
774
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.4M
$6K ﹤0.01%
275
– –
SYK icon
775
Stryker
SYK
$130B
$6K ﹤0.01%
70
+10
+17% +$823
29 30
31
32 33

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.