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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBTM
751
JBT Marel
JBTM
$6.39B
$5K ﹤0.01%
+172
New +$5.24K
EQC
752
DELISTED
Equity Commonwealth
EQC
$5K ﹤0.01%
200
– –
CLR
753
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$5K ﹤0.01%
80
– –
GM.WS.B
754
DELISTED
General Motors Company
GM.WS.B
$5K ﹤0.01%
294
– –
FMI
755
DELISTED
Foundation Medicine, Inc.
FMI
$5K ﹤0.01%
+150
New +$4.88K
THOR
756
DELISTED
THORATEC CORPORATION
THOR
$5K ﹤0.01%
140
– –
AVNR
757
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$5K ﹤0.01%
+1,400
New +$5.33K
LPNT
758
DELISTED
LifePoint Health, Inc.
LPNT
$5K ﹤0.01%
100
– –
GAS
759
DELISTED
AGL Resources Inc
GAS
$5K ﹤0.01%
100
– –
AXON
760
Axon Enterprise
AXON
$46.4B
$4K ﹤0.01%
200
– –
BIP icon
761
Brookfield Infrastructure Partners
BIP
$18B
$4K ﹤0.01%
280
– –
CCL icon
762
Carnival Corporation Ltd
CCL
$39.7B
$4K ﹤0.01%
100
– –
CIVI
763
DELISTED
Civitas Resources
CIVI
$4K ﹤0.01%
+1
New +$5.01K
DVN icon
764
Devon Energy
DVN
$47.3B
$4K ﹤0.01%
59
-29
-33% -$1.8K
EGO icon
765
Eldorado Gold
EGO
$9.89B
$4K ﹤0.01%
140
– –
EXPE icon
766
Expedia Group
EXPE
$37.3B
$4K ﹤0.01%
50
– –
GD icon
767
General Dynamics
GD
$106B
$4K ﹤0.01%
40
-1
-2% -$104
ICF icon
768
iShares Select U.S. REIT ETF
ICF
$2.09B
$4K ﹤0.01%
100
– –
NOC icon
769
Northrop Grumman
NOC
$81.2B
$4K ﹤0.01%
36
– –
PHO icon
770
Invesco Water Resources ETF
PHO
$2.09B
$4K ﹤0.01%
135
-3
-2% -$78
SKM icon
771
SK Telecom
SKM
$13.2B
$4K ﹤0.01%
101
-495
-83% -$18K
SYK icon
772
Stryker
SYK
$130B
$4K ﹤0.01%
50
– –
TEL icon
773
TE Connectivity
TEL
$62.6B
$4K ﹤0.01%
67
+1
+2% +$57
UYG icon
774
ProShares Ultra Financials
UYG
$847M
$4K ﹤0.01%
210
– –
VIAV icon
775
Viavi Solutions
VIAV
$9.66B
$4K ﹤0.01%
+450
New +$3.4K
29 30
31
32 33

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.