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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRFZ icon
51
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$7.76M 0.51%
170,909
+3,264
+2% +$142K
GTO icon
52
Invesco Total Return Bond ETF
GTO
$2.47B
$7.51M 0.49%
158,158
+3,545
+2% +$167K
PFF icon
53
iShares Preferred and Income Securities ETF
PFF
$13.2B
$7.32M 0.48%
231,569
-179,070
-44% -$5.63M
XLK icon
54
State Street Technology Select Sector SPDR ETF
XLK
$123B
$7.31M 0.48%
51,870
+20,170
+64% +$2.67M
FDN icon
55
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$7.28M 0.47%
26,000
+127
+0.5% +$34.8K
WMT icon
56
Walmart Inc
WMT
$890B
$7.07M 0.46%
68,644
+5,239
+8% +$522K
MBB icon
57
iShares MBS ETF
MBB
$39.1B
$6.85M 0.45%
71,955
+1,326
+2% +$125K
BSV icon
58
Vanguard Short-Term Bond ETF
BSV
$45.6B
$6.77M 0.44%
85,742
+6,518
+8% +$513K
GLD icon
59
SPDR Gold Trust
GLD
$142B
$6.76M 0.44%
19,028
+493
+3% +$157K
AFL icon
60
Aflac
AFL
$62.6B
$6.75M 0.44%
60,387
-3,505
-5% -$368K
EEM icon
61
iShares MSCI Emerging Markets ETF
EEM
$30B
$6.54M 0.43%
122,449
+1,538
+1% +$77.2K
KO icon
62
Coca-Cola
KO
$375B
$6.32M 0.41%
95,288
+18,389
+24% +$1.27M
XLU icon
63
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$6.19M 0.4%
141,938
+14,948
+12% +$632K
MCD icon
64
McDonald's
MCD
$195B
$6.18M 0.4%
20,340
+215
+1% +$65.4K
VRIG icon
65
Invesco Variable Rate Investment Grade ETF
VRIG
$1.85B
$6.14M 0.4%
244,429
+131,494
+116% +$3.3M
BAI
66
iShares A.I. Innovation and Tech Active ETF
BAI
$13.7B
$6.08M 0.4%
178,110
+106,486
+149% +$3.36M
BDYN
67
iShares Dynamic Equity Active ETF
BDYN
$3.13B
$6.08M 0.4%
+240,104
New +$6.06M
VNQ icon
68
Vanguard Real Estate ETF
VNQ
$39.1B
$6.04M 0.39%
66,089
+566
+0.9% +$51.3K
XLF icon
69
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$6.01M 0.39%
111,585
+31,532
+39% +$1.67M
THRO
70
iShares U.S. Thematic Rotation Active ETF
THRO
$6.75B
$6.01M 0.39%
158,684
+9,992
+7% +$366K
GOOG icon
71
Alphabet (Google) Class C
GOOG
$4.32T
$5.85M 0.38%
24,008
-3,890
-14% -$818K
SCHG icon
72
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$5.84M 0.38%
183,119
+15,206
+9% +$463K
DGRW icon
73
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$5.74M 0.37%
+64,534
New +$5.6M
CINF icon
74
Cincinnati Financial
CINF
$27.1B
$5.63M 0.37%
35,629
+4,110
+13% +$624K
MTUM icon
75
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$5.35M 0.35%
20,854
+4,515
+28% +$1.11M
1 2
3
4 5

Similar funds

PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.