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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
51
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$6.71M 0.51%
28,284
+392
+1% +$86.7K
SPEM icon
52
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$6.66M 0.5%
188,046
-2,204
-1% -$75K
FPE icon
53
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$6.65M 0.5%
394,570
-4,643
-1% -$74.9K
BSV icon
54
Vanguard Short-Term Bond ETF
BSV
$45.6B
$6.61M 0.5%
85,809
-667
-0.8% -$50.5K
RSPT icon
55
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$6.53M 0.49%
200,117
+419
+0.2% +$12.3K
GOOG icon
56
Alphabet (Google) Class C
GOOG
$4.32T
$6.37M 0.48%
45,205
+5,184
+13% +$703K
T icon
57
AT&T
T
$163B
$6.34M 0.48%
377,788
-21,085
-5% -$333K
GOOGL icon
58
Alphabet (Google) Class A
GOOGL
$4.33T
$6.3M 0.48%
45,068
+803
+2% +$108K
TGT icon
59
Target
TGT
$68B
$6.26M 0.47%
43,984
+3,001
+7% +$366K
TFLO icon
60
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
$6.09M 0.46%
120,605
+1,416
+1% +$71.6K
IJH icon
61
iShares Core S&P Mid-Cap ETF
IJH
$127B
$6.08M 0.46%
109,680
-13,780
-11% -$699K
AGG icon
62
iShares Core US Aggregate Bond ETF
AGG
$138B
$6.07M 0.46%
61,208
+4,997
+9% +$476K
PFE icon
63
Pfizer
PFE
$153B
$5.91M 0.45%
205,165
-6,846
-3% -$207K
VOE icon
64
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$5.69M 0.43%
39,255
+1,551
+4% +$208K
VOT icon
65
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$5.63M 0.43%
25,651
+476
+2% +$95.2K
IEFA icon
66
iShares Core MSCI EAFE ETF
IEFA
$196B
$5.57M 0.42%
79,175
+3,238
+4% +$213K
JPM icon
67
JPMorgan Chase
JPM
$950B
$5.51M 0.42%
32,381
+8,677
+37% +$1.31M
CVS icon
68
CVS Health
CVS
$122B
$5.5M 0.42%
69,603
+10,109
+17% +$719K
ED icon
69
Consolidated Edison
ED
$39.9B
$5.45M 0.41%
59,903
-1,580
-3% -$141K
VNQ icon
70
Vanguard Real Estate ETF
VNQ
$39.1B
$5.45M 0.41%
61,630
+712
+1% +$56.4K
BLDR icon
71
Builders FirstSource
BLDR
$8.04B
$5.44M 0.41%
32,562
+8,916
+38% +$1.18M
SHY icon
72
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$5.13M 0.39%
62,532
-14,806
-19% -$1.2M
EFG icon
73
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$5M 0.38%
51,633
-19,561
-27% -$1.75M
KO icon
74
Coca-Cola
KO
$375B
$4.89M 0.37%
83,004
+1,726
+2% +$98K
CSCO icon
75
Cisco
CSCO
$479B
$4.75M 0.36%
94,046
+21,887
+30% +$1.12M
1 2
3
4 5

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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.