We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYX icon
51
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$6.11M 0.54%
75,864
+1,702
+2% +$142K
STIP icon
52
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$6.11M 0.54%
61,559
-110,492
-64% -$10.8M
GOVT icon
53
iShares US Treasury Bond ETF
GOVT
$43.8B
$6.04M 0.53%
258,277
+76,888
+42% +$1.78M
SPGP icon
54
Invesco S&P 500 GARP ETF
SPGP
$2.32B
$5.87M 0.52%
+68,761
New +$5.95M
USMV icon
55
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$5.65M 0.5%
77,676
-118,266
-60% -$8.5M
VTI icon
56
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$5.64M 0.5%
27,626
-1,243
-4% -$249K
VZ icon
57
Verizon
VZ
$196B
$5.63M 0.5%
144,739
+4,833
+3% +$191K
VCIT icon
58
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$5.59M 0.49%
69,667
+2,379
+4% +$189K
RSPT icon
59
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$5.52M 0.49%
200,130
+5,640
+3% +$149K
VCLT icon
60
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$5.38M 0.48%
67,548
+978
+1% +$77.1K
QQQ icon
61
PUT
Invesco QQQ Trust
QQQ
$481B
$5.33M 0.47%
+16,600
New +$4.9M
VOT icon
62
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$5.32M 0.47%
27,299
+860
+3% +$165K
ESGU icon
63
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$5.17M 0.46%
57,202
-74,278
-56% -$6.57M
SDVY icon
64
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$5.16M 0.46%
193,600
-105,513
-35% -$2.93M
TGT icon
65
Target
TGT
$68B
$4.97M 0.44%
29,989
+3,596
+14% +$591K
AGG icon
66
iShares Core US Aggregate Bond ETF
AGG
$138B
$4.94M 0.44%
49,586
+12,503
+34% +$1.24M
EFV icon
67
iShares MSCI EAFE Value ETF
EFV
$30.2B
$4.92M 0.43%
101,483
+4,785
+5% +$232K
IEFA icon
68
iShares Core MSCI EAFE ETF
IEFA
$196B
$4.87M 0.43%
72,841
-2,173
-3% -$142K
IJH icon
69
iShares Core S&P Mid-Cap ETF
IJH
$127B
$4.85M 0.43%
97,010
+3,170
+3% +$162K
SPEM icon
70
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$4.85M 0.43%
142,068
-11,120
-7% -$382K
VNQ icon
71
Vanguard Real Estate ETF
VNQ
$39.1B
$4.84M 0.43%
58,260
-1,623
-3% -$139K
VOE icon
72
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$4.83M 0.43%
36,004
+1,485
+4% +$206K
IEI icon
73
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$4.77M 0.42%
+40,518
New +$4.71M
GOOGL icon
74
Alphabet (Google) Class A
GOOGL
$4.33T
$4.69M 0.41%
45,184
+843
+2% +$80.9K
KO icon
75
Coca-Cola
KO
$375B
$4.61M 0.41%
74,248
+3,756
+5% +$227K
1 2
3
4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.