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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
Cap. Flow
-$791M
Cap. Flow %
-802.06%
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$37.9M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$19.5M
3
AAPL icon
Apple
AAPL
+$17.8M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZO icon
51
AutoZone
AZO
$51.1B
– –
-209
Closed -$248K
BA icon
52
Boeing
BA
$185B
– –
-2,826
Closed -$605K
BABA icon
53
Alibaba
BABA
$308B
– –
-8,445
Closed -$1.97M
BAC icon
54
Bank of America
BAC
$442B
– –
-55,011
Closed -$1.67M
BATRA icon
55
Atlanta Braves Holdings Series A
BATRA
$3.43B
– –
-22,714
Closed -$565K
BAX icon
56
Baxter International
BAX
$14.2B
– –
-3,982
Closed -$320K
BDCZ icon
57
ETRACS MarketVector Business Development Companies Liquid Index ETN due Apr 26 2041
BDCZ
$16.7M
– –
-33,103
Closed -$537K
BGS icon
58
B&G Foods
BGS
$286M
– –
-33,683
Closed -$934K
BIDU icon
59
Baidu
BIDU
$37.2B
– –
-2,838
Closed -$614K
CMRC
60
Commerce.com Inc Series 1
CMRC
$184M
– –
-15,858
Closed -$1.02M
BIIB icon
61
Biogen
BIIB
$30.7B
– –
-3,624
Closed -$887K
BIV icon
62
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
– –
-3,964
Closed -$368K
BLDR icon
63
Builders FirstSource
BLDR
$8.04B
– –
-5,411
Closed -$221K
BLK icon
64
Blackrock
BLK
$176B
– –
-2,900
Closed -$2.09M
BLKB icon
65
Blackbaud
BLKB
$2.08B
– –
-18,847
Closed -$1.08M
BND icon
66
Vanguard Total Bond Market
BND
$161B
– –
-91,579
Closed -$8.08M
BMY icon
67
Bristol-Myers Squibb
BMY
$132B
– –
-33,627
Closed -$2.09M
BNDX icon
68
Vanguard Total International Bond ETF
BNDX
$83.1B
– –
-15,942
Closed -$933K
BRK.B icon
69
Berkshire Hathaway Class B
BRK.B
$1.13T
– –
-10,906
Closed -$2.53M
BSJP
70
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
– –
-9,390
Closed -$230K
BSJQ icon
71
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$867M
– –
-8,210
Closed -$210K
BUD icon
72
AB InBev
BUD
$165B
– –
-3,127
Closed -$219K
BWA icon
73
BorgWarner
BWA
$13.9B
– –
-42,870
Closed -$1.46M
BZUN
74
Baozun
BZUN
$172M
– –
-8,103
Closed -$278K
C icon
75
Citigroup
C
$226B
– –
-15,836
Closed -$976K
1 2
3
4 5

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
  • Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
  • Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
  • Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.

Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.