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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTV icon
51
Vanguard Morningstar Value ETF
VTV
$190B
$2.6M 0.68%
33,905
+1,706
+5% +$139K
TDIV icon
52
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$2.6M 0.67%
107,432
-8,371
-7% -$212K
MON
53
DELISTED
Monsanto Co
MON
$2.58M 0.67%
30,210
+2,519
+9% +$249K
VUG icon
54
Vanguard Morningstar Growth ETF
VUG
$231B
$2.54M 0.66%
152,010
+44,376
+41% +$787K
BSV icon
55
Vanguard Short-Term Bond ETF
BSV
$44.7B
$2.53M 0.66%
31,432
+4,259
+16% +$341K
TIP icon
56
iShares TIPS Bond ETF
TIP
$14.5B
$2.52M 0.65%
22,732
-364
-2% -$40.6K
WDR
57
DELISTED
Waddell & Reed Financial, Inc.
WDR
$2.48M 0.64%
71,417
+6,485
+10% +$268K
BXLT
58
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$2.48M 0.64%
+78,758
New +$2.72M
PSK icon
59
State Street SPDR ICE Preferred Securities ETF
PSK
$684M
$2.47M 0.64%
56,379
-4,202
-7% -$185K
DUK icon
60
Duke Energy
DUK
$95.7B
$2.42M 0.63%
33,680
+1,858
+6% +$135K
COP icon
61
ConocoPhillips
COP
$139B
$2.42M 0.63%
50,447
+6,980
+16% +$355K
DD icon
62
DuPont de Nemours
DD
$19.5B
$2.36M 0.61%
21,995
+2,157
+11% +$250K
GAP
63
The Gap Inc
GAP
$7.27B
$2.34M 0.61%
81,988
+7,510
+10% +$258K
IWF icon
64
iShares Russell 1000 Growth ETF
IWF
$128B
$2.33M 0.61%
100,452
-2,128
-2% -$52.4K
MSFT icon
65
Microsoft
MSFT
$3.74T
$2.33M 0.61%
52,743
+4,583
+10% +$206K
DIS icon
66
Walt Disney
DIS
$180B
$2.3M 0.6%
22,527
+11,584
+106% +$1.26M
LVS icon
67
Las Vegas Sands
LVS
$29.7B
$2.27M 0.59%
59,884
+5,610
+10% +$283K
FXG icon
68
First Trust Consumer Staples AlphaDEX Fund
FXG
$226M
$2.25M 0.58%
53,766
+1,109
+2% +$49K
SCHD icon
69
Schwab US Dividend Equity ETF
SCHD
$104B
$2.25M 0.58%
187,407
+54,798
+41% +$684K
SJNK icon
70
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$2.21M 0.57%
81,999
-4,717
-5% -$132K
IWV icon
71
iShares Russell 3000 ETF
IWV
$20.3B
$2.06M 0.54%
18,118
+582
+3% +$70.5K
GE icon
72
GE Aerospace
GE
$388B
$2.01M 0.52%
16,617
+2,878
+21% +$353K
JNJ icon
73
Johnson & Johnson
JNJ
$618B
$1.99M 0.52%
21,289
+13
+0.1% +$1.26K
AOR icon
74
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
$1.95M 0.51%
+51,090
New +$2.02M
FXD icon
75
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$1.88M 0.49%
54,854
+2,433
+5% +$87.6K
1 2
3
4 5

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.