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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYNT
51
DELISTED
Syntel Inc
SYNT
$2.52M 0.68%
56,070
+55,860
+26,600% +$2.45M
IWF icon
52
iShares Russell 1000 Growth ETF
IWF
$127B
$2.51M 0.67%
105,084
-4,500
-4% -$105K
LH icon
53
Labcorp
LH
$25.4B
$2.41M 0.65%
+26,007
New +$2.3M
VAR
54
DELISTED
Varian Medical Systems, Inc.
VAR
$2.41M 0.65%
31,755
+31,552
+15,543% +$2.35M
GOOG icon
55
Alphabet (Google) Class C
GOOG
$4.39T
$2.36M 0.63%
89,866
+4,171
+5% +$112K
PM icon
56
Philip Morris
PM
$292B
$2.29M 0.61%
28,102
+1,040
+4% +$89.3K
XLF icon
57
State Street Financial Select Sector SPDR ETF
XLF
$58.3B
$2.29M 0.61%
105,394
-3,838
-4% -$80.4K
BRS
58
DELISTED
Bristow Group, Inc.
BRS
$2.22M 0.59%
+33,734
New +$2.28M
IBM icon
59
IBM
IBM
$220B
$2.2M 0.59%
14,336
+537
+4% +$85.4K
VTIP icon
60
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.19M 0.59%
45,470
-1,472
-3% -$72.4K
FXG icon
61
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$2.17M 0.58%
50,941
-290
-0.6% -$11.9K
JNJ icon
62
Johnson & Johnson
JNJ
$617B
$2.15M 0.58%
20,565
+1,507
+8% +$159K
IJR icon
63
iShares Core S&P Small-Cap ETF
IJR
$112B
$2.13M 0.57%
37,338
+13,942
+60% +$761K
CACC icon
64
Credit Acceptance
CACC
$6.13B
$2.13M 0.57%
15,590
+15,558
+48,619% +$2.2M
BSV icon
65
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.07M 0.56%
25,932
-833
-3% -$66.8K
GE icon
66
GE Aerospace
GE
$390B
$2.06M 0.55%
17,053
+868
+5% +$107K
NOV icon
67
NOV
NOV
$7.15B
$2.06M 0.55%
31,473
+3,538
+13% +$246K
AAPL icon
68
Apple
AAPL
$4.53T
$2.03M 0.54%
73,476
-21,704
-23% -$591K
MCD icon
69
McDonald's
MCD
$195B
$2M 0.54%
21,307
+2,512
+13% +$235K
FXN icon
70
First Trust Energy AlphaDEX Fund
FXN
$369M
$1.95M 0.52%
93,293
+45,159
+94% +$1.02M
SLB icon
71
SLB Ltd
SLB
$77.4B
$1.87M 0.5%
21,897
+2,916
+15% +$268K
DD icon
72
DuPont de Nemours
DD
$19.7B
$1.86M 0.5%
16,134
+1,859
+13% +$227K
FXD icon
73
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$275M
$1.81M 0.49%
50,581
+11
+0% +$371
NS
74
DELISTED
NuStar Energy L.P.
NS
$1.81M 0.48%
31,297
+4,498
+17% +$267K
AMLP icon
75
Alerian MLP ETF
AMLP
$12.9B
$1.68M 0.45%
19,164
+824
+4% +$74.7K
1 2
3
4 5

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.