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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
51
Amazon
AMZN
$2.94T
$2.25M 0.68%
139,360
+4,080
+3% +$67.9K
MO icon
52
Altria Group
MO
$113B
$2.24M 0.68%
48,744
+590
+1% +$25.3K
XLF icon
53
State Street Financial Select Sector SPDR ETF
XLF
$58.4B
$2.22M 0.67%
109,232
+13,410
+14% +$271K
BSV icon
54
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.14M 0.65%
26,765
-1,156
-4% -$92.7K
NOV icon
55
NOV
NOV
$7.09B
$2.13M 0.64%
27,935
+1,421
+5% +$117K
MNTA
56
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$2.09M 0.63%
183,972
+13,966
+8% +$159K
JNJ icon
57
Johnson & Johnson
JNJ
$619B
$2.03M 0.61%
19,058
+733
+4% +$76K
FXG icon
58
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$2M 0.61%
51,231
+1,598
+3% +$62.7K
GE icon
59
GE Aerospace
GE
$389B
$1.99M 0.6%
16,185
-287
-2% -$35.8K
UPL
60
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$1.98M 0.6%
85,014
+5,113
+6% +$128K
SLB icon
61
SLB Ltd
SLB
$76.5B
$1.93M 0.58%
18,981
+18,767
+8,770% +$2.05M
DD icon
62
DuPont de Nemours
DD
$19.5B
$1.9M 0.57%
14,275
-550
-4% -$73.3K
GLD icon
63
SPDR Gold Trust
GLD
$138B
$1.83M 0.55%
15,743
+10,597
+206% +$1.31M
MCD icon
64
McDonald's
MCD
$196B
$1.78M 0.54%
18,795
+1,836
+11% +$175K
NS
65
DELISTED
NuStar Energy L.P.
NS
$1.77M 0.53%
26,799
+1,114
+4% +$72.2K
AMLP icon
66
Alerian MLP ETF
AMLP
$12.9B
$1.76M 0.53%
18,340
-300
-2% -$28.4K
FXR icon
67
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$760M
$1.75M 0.53%
59,629
+1,376
+2% +$41.6K
FXD icon
68
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$1.64M 0.5%
50,570
+48,570
+2,429% +$1.61M
ISHG icon
69
iShares 1-3 Year International Treasury Bond ETF
ISHG
$828M
$1.62M 0.49%
18,135
-609
-3% -$57K
FDN icon
70
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$1.52M 0.46%
24,990
– –
VO icon
71
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$1.51M 0.46%
51,344
-748
-1% -$22.2K
XLB icon
72
State Street Materials Select Sector SPDR ETF
XLB
$8.55B
$1.43M 0.43%
57,732
-138
-0.2% -$3.44K
BKNG icon
73
Booking.com
BKNG
$156B
$1.43M 0.43%
30,800
+28,350
+1,157% +$1.4M
DBC icon
74
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$1.35M 0.41%
58,367
-1,131
-2% -$28.2K
PSX icon
75
Phillips 66
PSX
$82B
$1.29M 0.39%
15,915
+2,983
+23% +$248K
1 2
3
4 5

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.