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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNTA
51
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$2.05M 0.73%
+170,006
New +$2.01M
MO icon
52
Altria Group
MO
$114B
$2.02M 0.72%
48,154
+4,840
+11% +$195K
FXG icon
53
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
$1.98M 0.7%
49,633
+39,520
+391% +$1.5M
DD icon
54
DuPont de Nemours
DD
$19.3B
$1.93M 0.69%
14,825
+1,543
+12% +$197K
JNJ icon
55
Johnson & Johnson
JNJ
$614B
$1.92M 0.68%
18,325
+893
+5% +$90.3K
XLF icon
56
State Street Financial Select Sector SPDR ETF
XLF
$58.5B
$1.91M 0.68%
95,822
-43,027
-31% -$838K
IWM icon
57
iShares Russell 2000 ETF
IWM
$83B
$1.82M 0.65%
15,296
-8,135
-35% -$924K
ISHG icon
58
iShares 1-3 Year International Treasury Bond ETF
ISHG
$829M
$1.8M 0.64%
18,744
-1,632
-8% -$157K
FXR icon
59
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$1.78M 0.63%
58,253
+52,813
+971% +$1.57M
IDV icon
60
iShares International Select Dividend ETF
IDV
$8.48B
$1.77M 0.63%
44,439
+4,609
+12% +$184K
AMLP icon
61
Alerian MLP ETF
AMLP
$12.9B
$1.77M 0.63%
18,640
-377
-2% -$34.3K
MCD icon
62
McDonald's
MCD
$191B
$1.71M 0.61%
16,959
+3,003
+22% +$303K
FXU icon
63
First Trust Utilities AlphaDEX Fund
FXU
$831M
$1.65M 0.59%
68,953
+66,063
+2,286% +$1.51M
VGK icon
64
Vanguard FTSE Europe ETF
VGK
$31.1B
$1.63M 0.58%
27,162
-7,024
-21% -$423K
AAPL icon
65
Apple
AAPL
$4.52T
$1.62M 0.58%
69,724
-128,460
-65% -$2.73M
NS
66
DELISTED
NuStar Energy L.P.
NS
$1.59M 0.57%
25,685
+8,590
+50% +$499K
DBC icon
67
Invesco DB Commodity Index Tracking Fund
DBC
$1.63B
$1.58M 0.56%
59,498
-1,293
-2% -$34.1K
VO icon
68
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$1.54M 0.55%
52,092
-1,196
-2% -$34.2K
FDN icon
69
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.43B
$1.49M 0.53%
24,990
+1,320
+6% +$74.7K
XLB icon
70
State Street Materials Select Sector SPDR ETF
XLB
$8.52B
$1.44M 0.51%
57,870
-52,570
-48% -$1.27M
LQD icon
71
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$1.43M 0.51%
11,953
-6,548
-35% -$775K
FXN icon
72
First Trust Energy AlphaDEX Fund
FXN
$374M
$1.39M 0.5%
47,502
+38,002
+400% +$1.05M
VB icon
73
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
$1.35M 0.48%
11,526
-485
-4% -$54.3K
FLOT icon
74
iShares Floating Rate Bond ETF
FLOT
$10.3B
$1.33M 0.47%
26,129
-3,520
-12% -$179K
F icon
75
Ford
F
$56.8B
$1.31M 0.47%
76,269
+15,343
+25% +$250K
1 2
3
4 5

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.