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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYNA icon
51
Synaptics
SYNA
$4.12B
$1.74M 0.73%
28,921
+28,881
+72,203% +$1.71M
MEI icon
52
Methode Electronics
MEI
$601M
$1.73M 0.73%
+56,398
New +$1.86M
JNJ icon
53
Johnson & Johnson
JNJ
$619B
$1.71M 0.72%
17,432
+8,204
+89% +$761K
AMLP icon
54
Alerian MLP ETF
AMLP
$12.9B
$1.68M 0.71%
19,017
+16,597
+686% +$1.46M
DD icon
55
DuPont de Nemours
DD
$19.6B
$1.63M 0.69%
13,282
+2,642
+25% +$311K
MO icon
56
Altria Group
MO
$113B
$1.62M 0.69%
43,314
+7,139
+20% +$259K
DBC icon
57
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$1.59M 0.67%
60,791
+4,004
+7% +$102K
IDV icon
58
iShares International Select Dividend ETF
IDV
$8.51B
$1.54M 0.65%
39,830
+2,452
+7% +$92.5K
AGG icon
59
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.53M 0.65%
14,190
+11,025
+348% +$1.19M
IYH icon
60
iShares US Healthcare ETF
IYH
$3.5B
$1.53M 0.65%
62,160
+54,405
+702% +$1.32M
VO icon
61
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$1.51M 0.64%
53,288
-10,088
-16% -$280K
FLOT icon
62
iShares Floating Rate Bond ETF
FLOT
$10.3B
$1.5M 0.64%
29,649
+313
+1% +$15.9K
ETR icon
63
Entergy
ETR
$49.7B
$1.47M 0.62%
44,010
+3,588
+9% +$113K
ED icon
64
Consolidated Edison
ED
$39.6B
$1.46M 0.62%
27,237
+4,123
+18% +$224K
IYW icon
65
iShares US Technology ETF
IYW
$25.2B
$1.42M 0.6%
62,532
+56,628
+959% +$1.26M
FDN icon
66
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.47B
$1.4M 0.59%
+23,670
New +$1.46M
MCD icon
67
McDonald's
MCD
$195B
$1.37M 0.58%
13,956
+2,198
+19% +$210K
VB icon
68
Vanguard Morningstar Small-Cap ETF
VB
$82.2B
$1.36M 0.57%
12,011
-908
-7% -$101K
PGF icon
69
Invesco Financial Preferred ETF
PGF
$673M
$1.22M 0.52%
68,564
+868
+1% +$15.2K
IJR icon
70
iShares Core S&P Small-Cap ETF
IJR
$112B
$1.18M 0.5%
21,368
-9,200
-30% -$497K
GCE
71
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$1.17M 0.5%
64,412
+3,785
+6% +$67.1K
CVY icon
72
Invesco Zacks Multi-Asset Income ETF
CVY
$125M
$1.16M 0.49%
46,274
-1,444
-3% -$35.7K
DVY icon
73
iShares Select Dividend ETF
DVY
$23.4B
$1.1M 0.47%
15,026
-1,294
-8% -$91.8K
MHR
74
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$1.08M 0.46%
+126,696
New +$1.02M
DUK icon
75
Duke Energy
DUK
$96B
$1.05M 0.45%
14,793
+10,942
+284% +$763K
1 2
3
4 5

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VCM
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ESBC
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SFI
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MAM
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WJA
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.