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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AT
701
DELISTED
Atlantic Power Corporation
AT
$7K ﹤0.01%
2,620
-670
-20% -$1.54K
P
702
DELISTED
Pandora Media Inc
P
$7K ﹤0.01%
400
– –
AET
703
DELISTED
Aetna Inc
AET
$7K ﹤0.01%
77
+1
+1% +$84
UWTI
704
DELISTED
VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9,
UWTI
$7K ﹤0.01%
+15
New +$21.9K
LPNT
705
DELISTED
LifePoint Health, Inc.
LPNT
$7K ﹤0.01%
100
– –
AIRM
706
DELISTED
Air Methods Corp
AIRM
$7K ﹤0.01%
+153
New +$7.16K
AAP icon
707
Advance Auto Parts
AAP
$3.49B
$6K ﹤0.01%
38
-122
-76% -$17.9K
AIG icon
708
American International
AIG
$41.3B
$6K ﹤0.01%
99
-15
-13% -$805
ALL icon
709
Allstate
ALL
$67.5B
$6K ﹤0.01%
86
-99
-54% -$6.51K
ARLP icon
710
Alliance Resource Partners
ARLP
$3.17B
$6K ﹤0.01%
132
-1,072
-89% -$47.6K
AWK icon
711
American Water Works
AWK
$26.9B
$6K ﹤0.01%
110
-17
-13% -$880
AZN icon
712
AstraZeneca
AZN
$250B
$6K ﹤0.01%
86
-1,000
-92% -$71.6K
BAB icon
713
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$6K ﹤0.01%
+188
New +$5.64K
DBEM icon
714
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$108M
$6K ﹤0.01%
260
+5
+2% +$110
EDF
715
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$171M
$6K ﹤0.01%
+412
New +$7.2K
EFAV icon
716
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$6K ﹤0.01%
+96
New +$6.01K
GEL icon
717
Genesis Energy
GEL
$1.84B
$6K ﹤0.01%
+149
New +$6.85K
ILMN icon
718
Illumina
ILMN
$28.4B
$6K ﹤0.01%
36
-36
-50% -$6.34K
LEA icon
719
Lear
LEA
$8.18B
$6K ﹤0.01%
61
– –
MPC icon
720
Marathon Petroleum
MPC
$83.7B
$6K ﹤0.01%
128
-18
-12% -$792
NEU icon
721
NewMarket
NEU
$8.18B
$6K ﹤0.01%
15
-35
-70% -$13.5K
NHI icon
722
National Health Investors
NHI
$3.65B
$6K ﹤0.01%
89
-91
-51% -$5.91K
ODFL icon
723
Old Dominion Freight Line
ODFL
$44.9B
$6K ﹤0.01%
231
– –
PEY icon
724
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$6K ﹤0.01%
+455
New +$5.91K
STLA icon
725
Stellantis
STLA
$20.8B
$6K ﹤0.01%
+759
New +$5.62K
27 28
29
30 31

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.